0001628280-16-015856.txt : 20160506
0001628280-16-015856.hdr.sgml : 20160506
20160506214750
ACCESSION NUMBER: 0001628280-16-015856
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160505
FILED AS OF DATE: 20160506
DATE AS OF CHANGE: 20160506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIFELOCK, INC.
CENTRAL INDEX KEY: 0001383871
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 562508977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 60 E. RIO SALADO PARKWAY
STREET 2: SUITE 400
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: 480-682-5100
MAIL ADDRESS:
STREET 1: 60 E. RIO SALADO PARKWAY
STREET 2: SUITE 400
CITY: TEMPE
STATE: AZ
ZIP: 85281
FORMER COMPANY:
FORMER CONFORMED NAME: LIFELOCK INC
DATE OF NAME CHANGE: 20061215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COWAN DAVID J/CA
CENTRAL INDEX KEY: 0001204817
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35671
FILM NUMBER: 161629731
MAIL ADDRESS:
STREET 1: C/O BESSEMER VENTURE PARTNERS
STREET 2: 535 MIDDLEFIELD ROAD, STE 245
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
wf-form4_146258565740091.xml
FORM 4
X0306
4
2016-05-05
0
0001383871
LIFELOCK, INC.
LOCK
0001204817
COWAN DAVID J/CA
C/O BESSEMER VENTURE PARTNERS,
1865 PALMER AVENUE, SUITE 104
LARCHMONT
NY
10538
1
0
0
0
COMMON STOCK
2016-05-05
4
A
0
13275
0
A
592077
D
COMMON STOCK
0
I
See Footnotes
Reflects the grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs vest quarterly over a one-year period. The reporting person has elected to defer issuance of the shares underlying the RSU award until the reporting person's cessation of service to the Issuer.
Represents 49,361 Shares held personally, 153,413 Shares held by the Cowan Family Trust UDT dated 10-17-02 (the "Cowan Family Trust") and 389,303 Shares held by David Cowan Partners II, a DE Multiple Series Limited Partnership (Series A) ("Cowan Partners").
Continued from Footnote 2. Mr. Cowan and his spouse are the trustees of the Cowan Family Trust and the general partners of Cowan Partners. Mr. Cowan disclaims beneficial ownership of the securities held by the Cowan Family Trust and Cowan Partners and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, in any, therein.
6,258,569 shares are held by Bessemer Venture Partners VI L.P. ("BVP VI"), 2,042,004 shares are held by Bessemer Venture Partners Co-Investment L.P. ("BVP Co-Investment"), and 75,449 shares are held by Bessemer Venture Partners VI Institutional L.P. ("BVP Institutional"), and together with BVP VI and BVP Co-Investment, the "Funds".
Mr. Cowan is an executive manager and a member of Deer VI & Co. LLC ("Deer VI"), the general partner of each of the Funds (as defined above). Mr. Cowan disclaims beneficial ownership of the securities and this report shall not be deemed as admission that such reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in Deer VI and his indirect limited partnership interest in BVP Co-Investment.
/s/ David Cowan
2016-05-06