0001628280-16-015856.txt : 20160506 0001628280-16-015856.hdr.sgml : 20160506 20160506214750 ACCESSION NUMBER: 0001628280-16-015856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160505 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIFELOCK, INC. CENTRAL INDEX KEY: 0001383871 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 562508977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 480-682-5100 MAIL ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: LIFELOCK INC DATE OF NAME CHANGE: 20061215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COWAN DAVID J/CA CENTRAL INDEX KEY: 0001204817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35671 FILM NUMBER: 161629731 MAIL ADDRESS: STREET 1: C/O BESSEMER VENTURE PARTNERS STREET 2: 535 MIDDLEFIELD ROAD, STE 245 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wf-form4_146258565740091.xml FORM 4 X0306 4 2016-05-05 0 0001383871 LIFELOCK, INC. LOCK 0001204817 COWAN DAVID J/CA C/O BESSEMER VENTURE PARTNERS, 1865 PALMER AVENUE, SUITE 104 LARCHMONT NY 10538 1 0 0 0 COMMON STOCK 2016-05-05 4 A 0 13275 0 A 592077 D COMMON STOCK 0 I See Footnotes Reflects the grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs vest quarterly over a one-year period. The reporting person has elected to defer issuance of the shares underlying the RSU award until the reporting person's cessation of service to the Issuer. Represents 49,361 Shares held personally, 153,413 Shares held by the Cowan Family Trust UDT dated 10-17-02 (the "Cowan Family Trust") and 389,303 Shares held by David Cowan Partners II, a DE Multiple Series Limited Partnership (Series A) ("Cowan Partners"). Continued from Footnote 2. Mr. Cowan and his spouse are the trustees of the Cowan Family Trust and the general partners of Cowan Partners. Mr. Cowan disclaims beneficial ownership of the securities held by the Cowan Family Trust and Cowan Partners and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, in any, therein. 6,258,569 shares are held by Bessemer Venture Partners VI L.P. ("BVP VI"), 2,042,004 shares are held by Bessemer Venture Partners Co-Investment L.P. ("BVP Co-Investment"), and 75,449 shares are held by Bessemer Venture Partners VI Institutional L.P. ("BVP Institutional"), and together with BVP VI and BVP Co-Investment, the "Funds". Mr. Cowan is an executive manager and a member of Deer VI & Co. LLC ("Deer VI"), the general partner of each of the Funds (as defined above). Mr. Cowan disclaims beneficial ownership of the securities and this report shall not be deemed as admission that such reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in Deer VI and his indirect limited partnership interest in BVP Co-Investment. /s/ David Cowan 2016-05-06