0000899243-16-021257.txt : 20160531 0000899243-16-021257.hdr.sgml : 20160531 20160531193017 ACCESSION NUMBER: 0000899243-16-021257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160526 FILED AS OF DATE: 20160531 DATE AS OF CHANGE: 20160531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIFELOCK, INC. CENTRAL INDEX KEY: 0001383871 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 562508977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 480-682-5100 MAIL ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: LIFELOCK INC DATE OF NAME CHANGE: 20061215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COWAN DAVID J/CA CENTRAL INDEX KEY: 0001204817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35671 FILM NUMBER: 161687599 MAIL ADDRESS: STREET 1: C/O BESSEMER VENTURE PARTNERS STREET 2: 535 MIDDLEFIELD ROAD, STE 245 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-26 0 0001383871 LIFELOCK, INC. LOCK 0001204817 COWAN DAVID J/CA C/O BESSEMER VENTURE PARTNERS 1865 PALMER AVENUE, SUITE 104 LARCHMONT NY 10538 1 0 0 0 Common Stock 2016-05-26 4 S 0 0 0.00 D 592077 D Common Stock 2016-05-27 4 S 0 0 0.00 D 592077 D Common Stock 2016-05-31 4 S 0 0 0.00 D 592077 D On May 26, 2016, Bessemer Venture Partners VI L.P. ("BVP VI"), Bessemer Venture Partners Co-Investment L.P. ("BVP Co") and Bessemer Venture Partners VI Institutional L.P. ("BVP VI Inst" and, collectively with BVP VI and BVP VI Co, the "Funds") sold 150,046, 48,403 and 1,551 shares of common stock, respectively, at an average sale price of $12.98860 (the "May 26 Fund Sales"). The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such execution. After the May 26 Fund Sales, BVP VI, BVP Co, and BVP VI Inst owned 6,108,523, 1,993,601, and 73,898 shares, respectively. Represents 49,361 shares held personally, 153,413 shares held by the Cowan Family Trust UDT dated 10-17-02 (the "Cowan Family Trust") and 389,303 shares held by David Cowan Partners II, a DE Multiple Series Limited Partnership (Series A) ("Cowan Partners"). Mr. Cowan and his spouse are the trustees of the Cowan Family Trust and the general partners of Cowan Partners. Mr. Cowan disclaims beneficial ownership of the securities held by the Cowan Family Trust and Cowan Partners and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, therein. Mr. Cowan is an executive manager and a member of Deer VI & Co. LLC ("Deer VI"), the general partner of each of the Funds (as defined above). Mr. Cowan disclaims beneficial ownership of the securities held by the Funds, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in Deer VI and his indirect limited partnership interest in BVP Co. On May 27, 2016, BVP VI, BVP Co, and BVP VI Inst sold 375,115, 121,007 and 3,878 shares of common stock, respectively, at an average sale price of $13.0470 (the "May 27 Fund Sales"). The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such execution. After the May 27 Fund Sales, BVP VI, BVP Co, and BVP VI Inst owned 5,733,408, 1,872,594, and 70,020 shares, respectively. On May 31, 2016, BVP VI, BVP Co, and BVP VI Inst sold 486,777, 157,028 and 5,032 shares of common stock, respectively, at an average sale price of $13.0441 (the "May 31 Fund Sales"). The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such execution. After the May 31 Fund Sales, BVP VI, BVP Co, and BVP VI Inst owned 5,246,631, 1,715,566, and 64,988 shares, respectively. /s/ David Cowan 2016-05-31