0001062993-22-010622.txt : 20220421
0001062993-22-010622.hdr.sgml : 20220421
20220421190439
ACCESSION NUMBER: 0001062993-22-010622
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220420
FILED AS OF DATE: 20220421
DATE AS OF CHANGE: 20220421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMAS JAMES E
CENTRAL INDEX KEY: 0001204789
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-170738
FILM NUMBER: 22842766
MAIL ADDRESS:
STREET 1: WOODS END ROAD
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TMP ASSOCIATES LP
CENTRAL INDEX KEY: 0001226280
STATE OF INCORPORATION: MN
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-170738
FILM NUMBER: 22842773
BUSINESS ADDRESS:
STREET 1: 45 S. 7TH ST.
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 6124658660
MAIL ADDRESS:
STREET 1: 45 S. 7TH ST.
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMAS MCNERNEY & PARTNERS LP
CENTRAL INDEX KEY: 0001231291
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-170738
FILM NUMBER: 22842774
BUSINESS ADDRESS:
STREET 1: 45 S. 7TH ST.
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 6123358666
MAIL ADDRESS:
STREET 1: 45 S. 7TH ST.
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas, McNerney & Partners, LLC
CENTRAL INDEX KEY: 0001335196
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-170738
FILM NUMBER: 22842771
BUSINESS ADDRESS:
STREET 1: 45 SOUTH SEVENTH STREET
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 465-8660
MAIL ADDRESS:
STREET 1: 45 SOUTH SEVENTH STREET
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas, McNerney & Partners II, LLC
CENTRAL INDEX KEY: 0001505930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-170738
FILM NUMBER: 22842767
BUSINESS ADDRESS:
STREET 1: 45 SOUTH SEVENTH STREET
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612-465-8660
MAIL ADDRESS:
STREET 1: 45 SOUTH SEVENTH STREET
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TMP Nominee, LLC
CENTRAL INDEX KEY: 0001335200
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-170738
FILM NUMBER: 22842772
BUSINESS ADDRESS:
STREET 1: 45 S. 7TH ST.
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 465-8660
MAIL ADDRESS:
STREET 1: 45 S. 7TH ST.
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas, McNerney & Partners II L.P.
CENTRAL INDEX KEY: 0001369574
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-170738
FILM NUMBER: 22842770
BUSINESS ADDRESS:
STREET 1: 45 SOUTH 7TH STREET
STREET 2: SUITE 3060
CITY: Minneapolis
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612-456-8660
MAIL ADDRESS:
STREET 1: 45 SOUTH 7TH STREET
STREET 2: SUITE 3060
CITY: Minneapolis
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TMP Associates II LP
CENTRAL INDEX KEY: 0001383035
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-170738
FILM NUMBER: 22842769
BUSINESS ADDRESS:
STREET 1: 45 SOUTH SEVENTH STREET
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612-465-8671
MAIL ADDRESS:
STREET 1: 45 SOUTH SEVENTH STREET
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TMP Nominee II, LLC
CENTRAL INDEX KEY: 0001436054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-170738
FILM NUMBER: 22842768
BUSINESS ADDRESS:
STREET 1: 45 SOUTH SEVENTH STREET
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612-465-8660
MAIL ADDRESS:
STREET 1: 45 SOUTH SEVENTH STREET
STREET 2: SUITE 3060
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLARUS THERAPEUTICS INC
CENTRAL INDEX KEY: 0001286162
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
MAIL ADDRESS:
STREET 1: 500 SKOKIE BLD STE 250
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-04-20
1
0001286162
CLARUS THERAPEUTICS INC
CRXT
0001231291
THOMAS MCNERNEY & PARTNERS LP
C/O THOMAS MCNERNEY & PARTNERS
12527 CENTRAL AVE. NE #297
MINNEAPOLIS
MN
55434
0
0
1
0
0001226280
TMP ASSOCIATES LP
C/O THOMAS MCNERNEY & PARTNERS
12527 CENTRAL AVE. NE #297
MINNEAPOLIS
MN
55434
0
0
1
0
0001335200
TMP Nominee, LLC
C/O THOMAS MCNERNEY & PARTNERS
12527 CENTRAL AVE. NE #297
MINNEAPOLIS
MN
55434
0
0
1
0
0001335196
Thomas, McNerney & Partners, LLC
C/O THOMAS MCNERNEY & PARTNERS
12527 CENTRAL AVE. NE #297
MINNEAPOLIS
MN
55434
0
0
1
0
0001369574
Thomas, McNerney & Partners II L.P.
C/O THOMAS MCNERNEY & PARTNERS
12527 CENTRAL AVE. NE #297
MINNEAPOLIS
MN
55434
0
0
1
0
0001383035
TMP Associates II LP
C/O THOMAS MCNERNEY & PARTNERS
12527 CENTRAL AVE. NE #297
MINNEAPOLIS
MN
55434
0
0
1
0
0001436054
TMP Nominee II, LLC
C/O THOMAS MCNERNEY & PARTNERS
12527 CENTRAL AVE. NE #297
MINNEAPOLIS
MN
55434
0
0
1
0
0001505930
Thomas, McNerney & Partners II, LLC
C/O THOMAS MCNERNEY & PARTNERS
12527 CENTRAL AVE. NE #297
MINNEAPOLIS
MN
55434
0
0
1
0
0001204789
THOMAS JAMES E
C/O THOMAS MCNERNEY & PARTNERS
12527 CENTRAL AVE. NE #297
MINNEAPOLIS
MN
55434
0
0
1
0
Common Stock
2022-04-20
4
S
0
1663126
2.53
D
773599
I
See footnote
Common Stock
2022-04-20
4
S
0
2061685
2.53
D
958989
I
See footnote
Common Stock
2022-04-20
4
S
0
5722
2.53
D
2661
I
See footnote
Common Stock
2022-04-20
4
S
0
13630
2.53
D
6340
I
See footnote
Common Stock
2022-04-20
4
S
0
1164
2.53
D
542
I
See footnote
Common Stock
2022-04-20
4
S
0
7585
2.53
D
3528
I
See footnote
The prices reported in this column are weighted average prices at a range of prices between $2.20 and $3.03. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of the prices reported.
The reported securities are held directly by Thomas, McNerney & Partners, L.P. ("TMP"). Thomas, McNerney & Partners, LLC ("TMP LLC") is the general partner of TMP and TMPA and has shared voting and dispositive power of the securities held by TMP and TMPA, but disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas is the sole manager of TMP LLC. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
The reported securities are held directly by Thomas, McNerney & Partners II, L.P. ("TMP II"). Thomas, McNerney & Partners II, LLC ("TMP II LLC") is the general partner of TMP II and TMPA II and has shared voting and dispositive power of the securities held by TMP II and TMPA II, but disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas is the sole manager of TMP II LLC. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
The reported securities are held directly by TMP Nominee, LLC ("TMPN"). James E. Thomas and Peter McNerney are the managers of TMPN and TMPN II and, as a result, may be deemed to have voting and dispositive power over the shares held by TMPN and TMPN II, respectively, provided that they are obligated to exercise such power in the same manner as TMP LLC and TMP II LLC vote and dispose of the securities of the Issuer over which TMP LLC and TMP II LLC exercise voting and dispositive power, respectively. James E. Thomas is the sole manager of TMP LLC and TMP II LLC. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
The reported securities are held directly by TMP Nominee II, LLC ("TMPN II"). James E. Thomas and Peter McNerney are the managers of TMPN and TMPN II and, as a result, may be deemed to have voting and dispositive power over the shares held by TMPN and TMPN II, respectively, provided that they are obligated to exercise such power in the same manner as TMP LLC and TMP II LLC vote and dispose of the securities of the Issuer over which TMP LLC and TMP II LLC exercise voting and dispositive power, respectively. James E. Thomas is the sole manager of TMP LLC and TMP II LLC. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
The reported securities are held directly by TMP Associates, L.P. ("TMPA"). TMP LLC is the general partner of TMP and TMPA and has shared voting and dispositive power of the securities held by TMP and TMPA, but disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas is the sole manager of TMP LLC. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
The reported securities are held directly by TMP Associates II, L.P. ("TMPA II"). TMP II LLC is the general partner of TMP II and TMPA II and has shared voting and dispositive power of the securities held by TMP II and TMPA II, but disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas is the sole manager of TMP II LLC. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
/s/ James E. Thomas, Manager of Thomas, McNerney & Partners, LLC, the general partner of Thomas, McNerney & Partners, L.P.
2022-04-21
/s/ James E. Thomas, Manager of TMP Nominee, LLC
2022-04-21
/s/ James E. Thomas, Manager of Thomas, McNerney & Partners, LLC, the general partner of TMP Associates, L.P.
2022-04-21
/s/ James E. Thomas, Manager of Thomas, McNerney & Partners, LLC
2022-04-21
/s/ James E. Thomas, Manager of Thomas, McNerney & Partners II, LLC, the general partner of Thomas, McNerney & Partners II, L.P.
2022-04-21
/s/ James E. Thomas, Manager of TMP Nominee II, LLC
2022-04-21
/s/ James E. Thomas, Manager of Thomas, McNerney & Partners II, LLC, the general partner of TMP Associates II, L.P.
2022-04-21
/s/ James E. Thomas, Manager of Thomas, Manager of McNerney & Partners II, LLC
2022-04-21
/s/ James E. Thomas
2022-04-21