0001593968-18-000894.txt : 20180611 0001593968-18-000894.hdr.sgml : 20180611 20180611170212 ACCESSION NUMBER: 0001593968-18-000894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180607 FILED AS OF DATE: 20180611 DATE AS OF CHANGE: 20180611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGERON DANIEL A CENTRAL INDEX KEY: 0001204696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51486 FILM NUMBER: 18892672 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Bearings INC CENTRAL INDEX KEY: 0001324948 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 954372080 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 BUSINESS PHONE: (203) 267 7001 MAIL ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2018-06-07 0001324948 RBC Bearings INC ROLL 0001204696 BERGERON DANIEL A 129 PEACEABLE STREET REDDING CT 06896 true true false false VP, CFO and COO Common Stock 2018-06-07 4 A false 25000 0 A 68106 D Option to Purchase Common Stock 132.12 2018-06-07 4 A false 35000 132.12 A 2019-06-07 2025-06-07 Common Stock 35000 35000 D Option to Purchase Common Stock 44.60 2013-06-04 2019-06-04 Common Stock 20000 20000 D Option to Purchase Common Stock 51.08 2014-06-14 2020-06-14 Common Stock 20000 20000 D Option to Purchase Common Stock 64.15 2015-07-01 2021-07-01 Common Stock 20000 20000 D Option to Purchase Common Stock 72.83 2016-07-01 2022-07-01 Common Stock 25000 25000 D Option to Purchase Common Stock 72.94 2017-07-08 2023-07-08 Common Stock 40000 40000 D Option to Purchase Common Stock 99.64 2018-06-27 2024-06-27 Common Stock 30000 30000 D 1,667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. 10,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule 1/3 vest on 6/27/2018, 1/3 vest on 6/27/2019, 1/3 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. 25,000 shares of the reported Common Stock are Restricted Shares. 1/3 vest on 6/7/2019, 1/3 vest on 6/7/2020 and 1/3 vest on 6/7/2021. Unvested shares of Restricted Stock (i)may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. 6,667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 7/8/2018 and 1/2 vest on 7/8/2019. Unvested shares of Restricted Stock 1- may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or 2- may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/5 vest on 6/7/2019, 1/5 vest on 6/7/2020, 1/5 vest on 6/7/2021, 1/5 vest on 6/7/2022 and 1/5 vest on 6/7/2023. Options expire 7 years from grant date. Options to purchase shares of Common Stock expire 7 years from grant date. Options to purchase shares of Common Stock vest on 6/14/2018. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/2 vest on 7/1/2018 and 1/2 vest on 7/1/2019. Options expire 7 years from grant date Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/3 vest on 7/1/2018, 1/3 vest on 7/1/2019 and 1/3 vest on 7/1/2020. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/4 vest on 7/8/2018, 1/4 vest on 7/8/2019, 1/4 vest on 7/8/2020 and 1/4 vest on 7/8/2021. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 6/27/2018, 1/5 vest on 6/27/2019, 1/5 vest on 6/27/2020, 1/5 vest on 6/27/2021 and 1/5 vest on 6/27/2022. Options expire 7 years from grant date. /s/Thomas J. Williams /attorney in fact 2018-06-11