0001140361-16-077889.txt : 20160825 0001140361-16-077889.hdr.sgml : 20160825 20160825175001 ACCESSION NUMBER: 0001140361-16-077889 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160823 FILED AS OF DATE: 20160825 DATE AS OF CHANGE: 20160825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vulcan Materials CO CENTRAL INDEX KEY: 0001396009 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 208579133 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 URBAN CENTER DRIVE CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: (205) 298-3000 MAIL ADDRESS: STREET 1: 1200 URBAN CENTER DRIVE CITY: BIRMINGHAM STATE: AL ZIP: 35242 FORMER COMPANY: FORMER CONFORMED NAME: Virginia Holdco, Inc. DATE OF NAME CHANGE: 20070409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KHAN EJAZ A CENTRAL INDEX KEY: 0001204572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33841 FILM NUMBER: 161852423 MAIL ADDRESS: STREET 1: VULCAN MATERIALS CO STREET 2: 1200 URBAN CENTER DR CITY: BIRMINGHAM STATE: AL ZIP: 35242 4 1 doc1.xml FORM 4 X0306 4 2016-08-23 0 0001396009 Vulcan Materials CO VMC 0001204572 KHAN EJAZ A 1200 URBAN CENTER DRIVE BIRMINGHAM AL 35242 0 1 0 0 VP, Controller & CIO Common Stock 2016-08-23 4 M 0 8570.0000 109.2000 A 31128.0000 D Common Stock 2016-08-23 4 F 0 8200 118.9100 D 22928.0000 D Common Stock (401(k)) 19874.6622 D Stock Appreciation Right 109.2000 2016-08-23 4 M 0 8570.0000 109.2000 D 2008-02-08 2017-02-18 Common Stock 8570.0000 0.0000 D Performance Share Units 2016-12-31 Common Stock 3800 3800 D Performance Share Units 2017-12-31 Common Stock 6000 6000 D Performance Share Units 2018-12-31 Common Stock 3200 3200 D Performance Share Units 2019-12-31 Common Stock 2700 2700 D Stock Appreciation Right 43.0500 2011-02-11 2020-02-11 Common Stock 9100 9100 D Stock Appreciation Right 43.63 2012-03-01 2021-03-01 Common Stock 3900 3900 D Stock Appreciation Right 47.47 2010-02-12 2019-02-12 Common Stock 18250 18250 D Stock Appreciation Right 55.41 2014-02-07 2023-02-07 Common Stock 3800 3800 D Stock Appreciation Right 66.00 2015-02-13 2024-02-13 Common Stock 6000 6000 D Stock Appreciation Right 70.69 2009-02-07 2018-02-07 Common Stock 5650 5650 D Stock Appreciation Right 79.41 2016-02-12 2025-02-12 Common Stock 3200 3200 D Stock Appreciation Right 92.02 2017-02-12 2026-02-12 Common Stock 2700 2700 D Phantom Stock (Deferred Compensation) Common Stock 0 0 D Phantom Stock (Deferred Comp DSUs/PSUs) Common Stock 10132.344 10132.344 D Includes 15,209 shares held jointly by the reporting person and his spouse in joint brokerage accounts. Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted. Performance Share Units vest on December 31 at the end of the Performance Period. The Performance Period for this award begins on January 1, 2013 and ends on December 31, 2016. At the end of the Performance Period, the Compensation Committee determines the payment amount based on Company performance relative to the S&P 500 Index, of which the Company is a member. The payment is made 100% in stock on a payment date determined by the Compensation Committee. The fair market value of the award is not determinable until the payment date. Performance Share Units vest on December 31 at the end of the Performance Period. The Performance Period for this award begins on January 1, 2014 and ends on December 31, 2017. At the end of the Performance Period, the Compensation Committee determines the payment amount based on Company performance relative to the S&P 500 Index, of which the Company is a member. The payment is made 100% in stock on a payment date determined by the Compensation Committee. The fair market value of the award is not determinable until the payment date. Performance Share Units vest on December 31 at the end of the Performance Period. The Performance Period for this award begins on January 1, 2015 and ends on December 31, 2018. At the end of the Performance Period, the Compensation Committee determines the payment amount based on Company performance relative to the S&P 500 Index, of which the Company is a member. The payment is made 100% in stock on a payment date determined by the Compensation Committee. The fair market value of the award is not determinable until the payment date. Performance Share Units vest on December 31 at the end of the Performance Period. The Performance Period for this award begins on January 1, 2016 and ends on December 31, 2019. At the end of the Performance Period, the Compensation Committee determines the payment amount based on Company performance relative to the S&P 500 Index, of which the Company is a member. The payment is made 100% in stock on a payment date determined by the Compensation Committee. The fair market value of the award is not determinable until the payment date. Each share of phantom stock is the economic equivalent of one share of Vulcan common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with Vulcan and may be transferred into an alternative investment account at any time. Amount reflects an exempt transaction that occurred since the reporting person's prior Form 4. The units are to be settled in Vulcan common stock following the year of retirement of the reporting person. /s/ Jerry F. Perkins Jr., Attorney-in-Fact 2016-08-25