0001354488-16-008489.txt : 20161107 0001354488-16-008489.hdr.sgml : 20161107 20161107193739 ACCESSION NUMBER: 0001354488-16-008489 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161026 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yuma Energy, Inc. CENTRAL INDEX KEY: 0001672326 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 812235304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-968-7000 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: Yuma Delaware Merger Subsidiary, Inc. DATE OF NAME CHANGE: 20160415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTMAS JAMES W CENTRAL INDEX KEY: 0001204507 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37932 FILM NUMBER: 161979708 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET 2: SUITE 5600 CITY: HOUSTON STATE: TX ZIP: 77002 3 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0206 3 2016-10-26 0 0001672326 Yuma Energy, Inc. YUMA 0001204507 CHRISTMAS JAMES W 1177 WEST LOOP SOUTH, SUITE 1825 HOUSTON TX 77027 1 Common Stock 68541 D Reflects the undersigned?s beneficial ownership of shares of common stock of the Issuer after the reincorporation of Yuma Energy, Inc., a California corporation, to Delaware and the 1-for-20 reverse stock split. Includes shares from a restricted stock award after accounting for the reincorporation and the 1-for-20 reverse stock split that vests as to 2,766 shares on January 1, 2017. Includes shares from a restricted stock award after accounting for the reincorporation and the 1-for-20 reverse stock split that vests as to 139 shares on December 31, 2016. /s/ James W. Christmas 2016-11-07