0001354488-16-008489.txt : 20161107
0001354488-16-008489.hdr.sgml : 20161107
20161107193739
ACCESSION NUMBER: 0001354488-16-008489
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161026
FILED AS OF DATE: 20161107
DATE AS OF CHANGE: 20161107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yuma Energy, Inc.
CENTRAL INDEX KEY: 0001672326
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 812235304
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-968-7000
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
FORMER COMPANY:
FORMER CONFORMED NAME: Yuma Delaware Merger Subsidiary, Inc.
DATE OF NAME CHANGE: 20160415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHRISTMAS JAMES W
CENTRAL INDEX KEY: 0001204507
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37932
FILM NUMBER: 161979708
MAIL ADDRESS:
STREET 1: 1000 LOUISIANA
STREET 2: SUITE 5600
CITY: HOUSTON
STATE: TX
ZIP: 77002
3
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0206
3
2016-10-26
0
0001672326
Yuma Energy, Inc.
YUMA
0001204507
CHRISTMAS JAMES W
1177 WEST LOOP SOUTH, SUITE 1825
HOUSTON
TX
77027
1
Common Stock
68541
D
Reflects the undersigned?s beneficial ownership of shares of common stock of the Issuer after the reincorporation of Yuma Energy, Inc., a California corporation, to Delaware and the 1-for-20 reverse stock split.
Includes shares from a restricted stock award after accounting for the reincorporation and the 1-for-20 reverse stock split that vests as to 2,766 shares on January 1, 2017.
Includes shares from a restricted stock award after accounting for the reincorporation and the 1-for-20 reverse stock split that vests as to 139 shares on December 31, 2016.
/s/ James W. Christmas
2016-11-07