0001444363-18-000115.txt : 20180629 0001444363-18-000115.hdr.sgml : 20180629 20180629165457 ACCESSION NUMBER: 0001444363-18-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180627 FILED AS OF DATE: 20180629 DATE AS OF CHANGE: 20180629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOR ALEX CENTRAL INDEX KEY: 0001204485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 18929909 MAIL ADDRESS: STREET 1: C/O INSTINENT GROUP INC STREET 2: 3 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 wf-form4_153030567748050.xml FORM 4 X0306 4 2018-06-27 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001204485 GOOR ALEX C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE, 135 US HWY 202/206 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 2018-06-27 4 P 0 100 7.50 A 55560 D Common Stock 2018-06-28 4 P 0 7586 7.50 A 63146 D The shares were purchased for the custodial account of a minor child of the reporting person pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The shares were purchased pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Includes 3,986 shares purchased for custodial accounts for the reporting person's minor children. /s/ Alex Goor 2018-06-29