0001444363-18-000099.txt : 20180601
0001444363-18-000099.hdr.sgml : 20180601
20180601203801
ACCESSION NUMBER: 0001444363-18-000099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180530
FILED AS OF DATE: 20180601
DATE AS OF CHANGE: 20180601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOOR ALEX
CENTRAL INDEX KEY: 0001204485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 18876702
MAIL ADDRESS:
STREET 1: C/O INSTINENT GROUP INC
STREET 2: 3 TIMES SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
wf-form4_152789986773659.xml
FORM 4
X0306
4
2018-05-30
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001204485
GOOR ALEX
C/O GAIN CAPITAL HOLDINGS, INC.
BEDMINSTER ONE, 135 US HWY 202/206
BEDMINSTER
NJ
07921
1
0
0
0
Common Stock
2018-05-30
4
P
0
9913
7.97
A
51720
D
Consists of shares purchased in a private transaction.
/s/ Alex Goor
2018-06-01