0001444363-18-000078.txt : 20180529 0001444363-18-000078.hdr.sgml : 20180529 20180529174217 ACCESSION NUMBER: 0001444363-18-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180524 FILED AS OF DATE: 20180529 DATE AS OF CHANGE: 20180529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOR ALEX CENTRAL INDEX KEY: 0001204485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 18865770 MAIL ADDRESS: STREET 1: C/O INSTINENT GROUP INC STREET 2: 3 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 wf-form4_152763012432303.xml FORM 4 X0306 4 2018-05-24 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001204485 GOOR ALEX C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE, 135 US HWY 202/206 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 2018-05-24 4 A 0 18750 0 A 41807 D Restricted stock units issued to the reporting person as compensation for service as a non-executive director of the issuer. The RSUs vest in twelve equal monthly installments starting one month after the day following the issuer's annual meeting of stockholders in the year of grant. /s/ Alex Goor 2018-05-29