0001444363-17-000108.txt : 20171006 0001444363-17-000108.hdr.sgml : 20171006 20171006212350 ACCESSION NUMBER: 0001444363-17-000108 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170927 FILED AS OF DATE: 20171006 DATE AS OF CHANGE: 20171006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOR ALEX CENTRAL INDEX KEY: 0001204485 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 171128387 MAIL ADDRESS: STREET 1: C/O INSTINENT GROUP INC STREET 2: 3 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 3 1 wf-form3_150733941583606.xml FORM 3 X0206 3 2017-09-27 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001204485 GOOR ALEX C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE, 135 US HWY 202/206 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 5000 D /s/ Alex Goor 2017-10-06