0001209191-20-052317.txt : 20200929
0001209191-20-052317.hdr.sgml : 20200929
20200929161828
ACCESSION NUMBER: 0001209191-20-052317
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200925
FILED AS OF DATE: 20200929
DATE AS OF CHANGE: 20200929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BURNS GORDON M
CENTRAL INDEX KEY: 0001204375
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34927
FILM NUMBER: 201209062
MAIL ADDRESS:
STREET 1: AZTAR CORPORATION
STREET 2: 2390 E. CAMELBACK RD., SUITE 400
CITY: PHOENIX
STATE: AZ
ZIP: 85016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass Diversified Holdings
CENTRAL INDEX KEY: 0001345126
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD FURNITURE [2510]
IRS NUMBER: 576218917
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 203-221-1703
MAIL ADDRESS:
STREET 1: 301 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: Compass Diversified Trust
DATE OF NAME CHANGE: 20051122
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-25
0
0001345126
Compass Diversified Holdings
CODI
0001204375
BURNS GORDON M
301 RIVERSIDE AVENUE
SECOND FLOOR
WESTPORT
CT
06880
0
0
0
1
See Remark (a)
Series B Preferred
2020-09-25
4
P
0
4297
23.7065
A
20797
I
By Revocable Trust
Series B Preferred
2020-09-28
4
P
0
2500
23.9936
A
23297
I
By Revocable Trust
Series C Preferred
2020-09-28
4
P
0
2500
23.985
A
2500
I
By Revocable Trust
Each Series B Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series B trust preferred interest of the Company held by the Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to $23.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.99 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Each Series C Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series C trust preferred interest of the Company held by the Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
(a) Mr. Burns is a Director of the Company, Sponsor of the Trust.
/s/ Gordon M. Burns, by Carrie W. Ryan and Ryan J. Faulkingham as attorneys-in-fact
2020-09-29