0001209191-20-052317.txt : 20200929 0001209191-20-052317.hdr.sgml : 20200929 20200929161828 ACCESSION NUMBER: 0001209191-20-052317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200925 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURNS GORDON M CENTRAL INDEX KEY: 0001204375 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34927 FILM NUMBER: 201209062 MAIL ADDRESS: STREET 1: AZTAR CORPORATION STREET 2: 2390 E. CAMELBACK RD., SUITE 400 CITY: PHOENIX STATE: AZ ZIP: 85016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass Diversified Holdings CENTRAL INDEX KEY: 0001345126 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD FURNITURE [2510] IRS NUMBER: 576218917 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 RIVERSIDE AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-221-1703 MAIL ADDRESS: STREET 1: 301 RIVERSIDE AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: Compass Diversified Trust DATE OF NAME CHANGE: 20051122 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-25 0 0001345126 Compass Diversified Holdings CODI 0001204375 BURNS GORDON M 301 RIVERSIDE AVENUE SECOND FLOOR WESTPORT CT 06880 0 0 0 1 See Remark (a) Series B Preferred 2020-09-25 4 P 0 4297 23.7065 A 20797 I By Revocable Trust Series B Preferred 2020-09-28 4 P 0 2500 23.9936 A 23297 I By Revocable Trust Series C Preferred 2020-09-28 4 P 0 2500 23.985 A 2500 I By Revocable Trust Each Series B Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series B trust preferred interest of the Company held by the Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to $23.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.99 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Each Series C Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series C trust preferred interest of the Company held by the Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. (a) Mr. Burns is a Director of the Company, Sponsor of the Trust. /s/ Gordon M. Burns, by Carrie W. Ryan and Ryan J. Faulkingham as attorneys-in-fact 2020-09-29