0001140361-17-009944.txt : 20170301
0001140361-17-009944.hdr.sgml : 20170301
20170301155954
ACCESSION NUMBER: 0001140361-17-009944
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170227
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BankFinancial CORP
CENTRAL INDEX KEY: 0001303942
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15W060 NORTH FRONTAGE ROAD
CITY: BURR RIDGE
STATE: IL
ZIP: 60527
BUSINESS PHONE: (800) 894-6900
MAIL ADDRESS:
STREET 1: 15W060 NORTH FRONTAGE ROAD
CITY: BURR RIDGE
STATE: IL
ZIP: 60527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PALMER JOHN W
CENTRAL INDEX KEY: 0001204244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51331
FILM NUMBER: 17653999
MAIL ADDRESS:
STREET 1: C/O SECURITY FINANCIAL BANCORP INC
STREET 2: 9321 WICKER AVE
CITY: ST JOHN
STATE: IN
ZIP: 46373
4
1
doc1.xml
FORM 4
X0306
4
2017-02-27
0
0001303942
BankFinancial CORP
BFIN
0001204244
PALMER JOHN W
47 EAST CHICAGO AVENUE, SUITE 328
NAPERVILLE
IL
60540
1
0
0
0
Common Stock
2017-02-27
4
M
0
35000
11.99
A
37525
D
Common Stock
2017-02-27
4
F
0
28165
14.90
D
9360
D
Common Stock
864562
I
By Financial Edge Fund, L.P.
Common Stock
354575
I
By Financial Edge-Strategic Fund, L.P.
Common Stock
251545
I
By Goodbody/PL Capital, L.P.
Common Stock
159488
I
By PL Capital/Focused Fund, L.P.
Common Stock
45019
I
by Albernet OU
Stock Options (Right to Buy)
11.99
2017-02-27
4
M
0
35000
0
D
2017-06-26
Common Stock
35000
0
D
Financial Edge Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Financial Edge-Strategic Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
Goodbody/PL Capital, L.P. is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interst therein.
PL Capital/Focused Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Albernet OU is an Estonian company. PL Capital Advisors, LLC has certain discretionary authority over the shares of the reported securities held by Albernet OU. Mr. Palmer is the holder of a 50% interest in PL Capital Advisors, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any.
The stock options vest and become exercisable in four equal installments on 9/30/15, 12/31/15, 3/31/16 and 6/30/16.
/s/ John W. Palmer
2017-03-01