0001140361-17-009944.txt : 20170301 0001140361-17-009944.hdr.sgml : 20170301 20170301155954 ACCESSION NUMBER: 0001140361-17-009944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BankFinancial CORP CENTRAL INDEX KEY: 0001303942 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15W060 NORTH FRONTAGE ROAD CITY: BURR RIDGE STATE: IL ZIP: 60527 BUSINESS PHONE: (800) 894-6900 MAIL ADDRESS: STREET 1: 15W060 NORTH FRONTAGE ROAD CITY: BURR RIDGE STATE: IL ZIP: 60527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALMER JOHN W CENTRAL INDEX KEY: 0001204244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51331 FILM NUMBER: 17653999 MAIL ADDRESS: STREET 1: C/O SECURITY FINANCIAL BANCORP INC STREET 2: 9321 WICKER AVE CITY: ST JOHN STATE: IN ZIP: 46373 4 1 doc1.xml FORM 4 X0306 4 2017-02-27 0 0001303942 BankFinancial CORP BFIN 0001204244 PALMER JOHN W 47 EAST CHICAGO AVENUE, SUITE 328 NAPERVILLE IL 60540 1 0 0 0 Common Stock 2017-02-27 4 M 0 35000 11.99 A 37525 D Common Stock 2017-02-27 4 F 0 28165 14.90 D 9360 D Common Stock 864562 I By Financial Edge Fund, L.P. Common Stock 354575 I By Financial Edge-Strategic Fund, L.P. Common Stock 251545 I By Goodbody/PL Capital, L.P. Common Stock 159488 I By PL Capital/Focused Fund, L.P. Common Stock 45019 I by Albernet OU Stock Options (Right to Buy) 11.99 2017-02-27 4 M 0 35000 0 D 2017-06-26 Common Stock 35000 0 D Financial Edge Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Financial Edge-Strategic Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein. Goodbody/PL Capital, L.P. is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interst therein. PL Capital/Focused Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Albernet OU is an Estonian company. PL Capital Advisors, LLC has certain discretionary authority over the shares of the reported securities held by Albernet OU. Mr. Palmer is the holder of a 50% interest in PL Capital Advisors, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any. The stock options vest and become exercisable in four equal installments on 9/30/15, 12/31/15, 3/31/16 and 6/30/16. /s/ John W. Palmer 2017-03-01