0001422105-15-000193.txt : 20150702
0001422105-15-000193.hdr.sgml : 20150702
20150702175258
ACCESSION NUMBER: 0001422105-15-000193
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150702
DATE AS OF CHANGE: 20150702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Noranda Aluminum Holding CORP
CENTRAL INDEX KEY: 0001422105
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 208908550
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 CRESCENT DRIVE
STREET 2: SUITE 600
CITY: FRANKLIN
STATE: TN
ZIP: 37067
BUSINESS PHONE: 615-771-5700
MAIL ADDRESS:
STREET 1: 801 CRESCENT DRIVE
STREET 2: SUITE 600
CITY: FRANKLIN
STATE: TN
ZIP: 37067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKERTSEN CARL J
CENTRAL INDEX KEY: 0001203479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34741
FILM NUMBER: 15971303
MAIL ADDRESS:
STREET 1: C/O MICROSTRATEGY INC
STREET 2: 1850 TOWERS CRESCENT PLAZA
CITY: VIENNA
STATE: VA
ZIP: 22182
4
1
wf-form4_143587396800036.xml
FORM 4
X0306
4
2015-06-30
0
0001422105
Noranda Aluminum Holding CORP
NOR
0001203479
RICKERTSEN CARL J
801 CRESCENT CENTRE DRIVE
SUITE 600
FRANKLIN
TN
37067
1
0
0
0
Common stock
2015-06-30
4
A
0
58824
0
A
174205
D
Common stock
2015-06-30
4
M
0
2461
0
A
176666
D
Common stock
2015-06-30
4
M
0
359
0
A
177025
D
Restricted Stock Units
2015-06-30
4
M
0
2461
0
D
2015-12-31
Common stock
2461.0
4924
D
Restricted Stock Units
2015-06-30
4
M
0
359
0
D
2016-01-01
Common stock
359.0
719
D
Each restricted stock unit is the economic equivalent of one share of Issuer common stock.
On December 2, 2014, the reporting person was granted 9,741 restricted stock units ("RSUs"). On March 25, 2015 and June 10, 2015, the reporting person was granted 32 and 55 additional RSUs, respectively, in the form of dividend equivalents that vest at the same time and in the same proportions as the previously granted RSUs. Twenty-five percent of outstanding RSUs vested on each of March 31, 2015 and June 30, 2015. The remaining RSUs will vest in equal increments on September 30, 2015 and December 31, 2015.
On January 1, 2015, the reporting person was granted 1,421 restricted stock units ("RSUs"). On March 25, 2015 and June 10, 2015, the reporting person was granted 5 and 8 additional RSUs, respectively, in the form of dividend equivalents that vest at the same time and in the same proportions as the previously granted RSUs. Twenty-five percent of outstanding RSUs vested on each of March 31, 2015 and June 30, 2015. The remaining RSUs will vest in equal increments on September 30, 2015 and December 31, 2015.
The actual expiration date is 12/31/15. However, due to system limitations, the reporting person had to incorrectly indicate a 1/1/16 expiration date in the table.
Gail E. Lehman, Attorney-in-Fact for Carl J. Rickertsen
2015-07-02