0001422105-15-000064.txt : 20150402 0001422105-15-000064.hdr.sgml : 20150402 20150402185303 ACCESSION NUMBER: 0001422105-15-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150402 DATE AS OF CHANGE: 20150402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Noranda Aluminum Holding CORP CENTRAL INDEX KEY: 0001422105 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 208908550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 BUSINESS PHONE: 615-771-5760 MAIL ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKERTSEN CARL J CENTRAL INDEX KEY: 0001203479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15749693 MAIL ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1850 TOWERS CRESCENT PLAZA CITY: VIENNA STATE: VA ZIP: 22182 4 1 wf-form4_142801517350429.xml FORM 4 X0306 4 2015-03-31 0 0001422105 Noranda Aluminum Holding CORP NOR 0001203479 RICKERTSEN CARL J 801 CRESCENT CENTRE DRIVE SUITE 600 FRANKLIN TN 37067 1 0 0 0 Common stock 2015-03-31 4 M 0 2799 0 A 60152 D restricted stock units 2015-03-31 4 M 0 2799 0 D Common stock 2799.0 8400 D In addition to reflecting the effect of the reported transactions, the number of shares set forth in this column have been adjusted to correct previous computation errors. Each restricted stock unit is the economic equivalent of one share of Issuer common stock. On December 2, 2014, the reporting person was granted 9,741 restricted stock units ("RSUs"). On March 25, 2015, the reporting person was granted 32 additional RSUs in the form of dividend equivalents that vest at the same time, and in the same proportion as the previously granted RSUs. Twenty-five percent of outstanding RSUs vested on March 31, 2015. The remaining RSUs will vest in equal increments on each of June 30, September 30 and December 31, 2015. On January 1, 2015, the reporting person was granted 1,421 restricted stock units ("RSUs"). On March 25, 2015, the reporting person was granted 5 additional RSUs in the form of dividend equivalents that vest at the same time, and in the same proportion as the previously granted RSUs. Twenty-five percent of outstanding RSUs vested on March 31, 2015. The remaining RSUs will vest in equal increments on each of June 30, September 30 and December 31, 2015. 12/31/2020 Gail E. Lehman, Attorney-in-Fact for Carl J. Rickertsen 2015-03-31