0001104659-22-122116.txt : 20221125
0001104659-22-122116.hdr.sgml : 20221125
20221125161639
ACCESSION NUMBER: 0001104659-22-122116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221122
FILED AS OF DATE: 20221125
DATE AS OF CHANGE: 20221125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH W KEITH
CENTRAL INDEX KEY: 0001203452
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41261
FILM NUMBER: 221420396
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Direct Digital Holdings, Inc.
CENTRAL INDEX KEY: 0001880613
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310]
IRS NUMBER: 872306185
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1310
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 832-402-1051
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1310
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
tm2231367-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-11-22
0
0001880613
Direct Digital Holdings, Inc.
DRCT
0001203452
SMITH W KEITH
1177 WEST LOOP SOUTH, SUITE 1310
HOUSTON
TX
77027
1
1
1
0
President
Warrants (right to buy)
5.50
2022-11-22
4
P
0
71124
0.35
A
2022-11-22
2027-02-15
Class A Common Stock
71124
71124
D
This transaction was executed in multiple trades at prices ranging from $0.35 to 0.40 per warrant. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the purchased warrants.
/s/ Susan Echard, Attorney-in-fact for Keith W. Smith
2022-11-25