0001702744-20-000132.txt : 20201209
0001702744-20-000132.hdr.sgml : 20201209
20201209184940
ACCESSION NUMBER: 0001702744-20-000132
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201108
FILED AS OF DATE: 20201209
DATE AS OF CHANGE: 20201209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCALZO JOSEPH
CENTRAL INDEX KEY: 0001203096
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38115
FILM NUMBER: 201378944
MAIL ADDRESS:
STREET 1: 12002 AIRPORT WAY
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Simply Good Foods Co
CENTRAL INDEX KEY: 0001702744
STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000]
IRS NUMBER: 821038121
FISCAL YEAR END: 0829
BUSINESS ADDRESS:
STREET 1: 1225 17TH STREET
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-633-2840
MAIL ADDRESS:
STREET 1: 1225 17TH STREET
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
4/A
1
wf-form4a_160755776747147.xml
FORM 4/A
X0306
4/A
2020-11-08
2020-11-10
0
0001702744
Simply Good Foods Co
SMPL
0001203096
SCALZO JOSEPH
1225 17TH STREET, SUITE 1000
DENVER
CO
80202
1
1
0
0
CEO and President
Common Stock
2020-11-08
4
A
0
29193
0
A
109903
D
Common Stock
2020-11-08
4
F
0
2094
20.28
D
107809
D
Common Stock
384973
I
By GRAT
Options to Purchase Common Stock
20.28
2020-11-08
4
A
0
81967
0
A
2030-11-08
Common Stock
81967.0
81967
D
Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.
Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of RSUs.
Effective February 14, 2020, the reporting person transferred his ownership of 384,973 shares of the issuer's common stock from direct ownership to indirect ownership by a grantor retained annuity trust (GRAT) of which the reporting person is the sole beneficiary and the sole trustee. This ownership was inadvertently not included on the original Form 4 filed on November 10, 2020.
This amendment is also being filed to correct an inadvertent error in the amount of securities beneficially owned following this reported transaction.
The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.
/s/ Timothy R. Kraft, as Attorney-in-Fact for Joseph E. Scalzo
2020-12-09