0001702744-20-000132.txt : 20201209 0001702744-20-000132.hdr.sgml : 20201209 20201209184940 ACCESSION NUMBER: 0001702744-20-000132 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201108 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCALZO JOSEPH CENTRAL INDEX KEY: 0001203096 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38115 FILM NUMBER: 201378944 MAIL ADDRESS: STREET 1: 12002 AIRPORT WAY CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Simply Good Foods Co CENTRAL INDEX KEY: 0001702744 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 821038121 FISCAL YEAR END: 0829 BUSINESS ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-633-2840 MAIL ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 4/A 1 wf-form4a_160755776747147.xml FORM 4/A X0306 4/A 2020-11-08 2020-11-10 0 0001702744 Simply Good Foods Co SMPL 0001203096 SCALZO JOSEPH 1225 17TH STREET, SUITE 1000 DENVER CO 80202 1 1 0 0 CEO and President Common Stock 2020-11-08 4 A 0 29193 0 A 109903 D Common Stock 2020-11-08 4 F 0 2094 20.28 D 107809 D Common Stock 384973 I By GRAT Options to Purchase Common Stock 20.28 2020-11-08 4 A 0 81967 0 A 2030-11-08 Common Stock 81967.0 81967 D Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date. Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of RSUs. Effective February 14, 2020, the reporting person transferred his ownership of 384,973 shares of the issuer's common stock from direct ownership to indirect ownership by a grantor retained annuity trust (GRAT) of which the reporting person is the sole beneficiary and the sole trustee. This ownership was inadvertently not included on the original Form 4 filed on November 10, 2020. This amendment is also being filed to correct an inadvertent error in the amount of securities beneficially owned following this reported transaction. The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date. /s/ Timothy R. Kraft, as Attorney-in-Fact for Joseph E. Scalzo 2020-12-09