0001144204-18-062616.txt : 20181130 0001144204-18-062616.hdr.sgml : 20181130 20181130163052 ACCESSION NUMBER: 0001144204-18-062616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181128 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meghji Mohsin Y CENTRAL INDEX KEY: 0001202993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 181211515 MAIL ADDRESS: STREET 1: C/O LOUGHLIN MEGHJI + COMPANY CITY: NEW YORK STATE: NY ZIP: 10016 FORMER NAME: FORMER CONFORMED NAME: MEGHJI MOHSIN Y DATE OF NAME CHANGE: 20021101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (765) 828-2580 MAIL ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 4 1 tv508291_4.xml OWNERSHIP DOCUMENT X0306 4 2018-11-28 0 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001202993 Meghji Mohsin Y 130 WEST 42ND STREET, 17TH FLOOR NEW YORK NY 10036 1 0 0 0 Common Stock 2018-11-28 4 P 0 8000 8.50 D 8000 D Common Stock 2018-11-29 4 P 0 8545 8.71 D 16545 D Common Stock 1400492 I By M III Sponsor I LLC Warrants to purchase 1/2 shares of Common Stock 5.75 2018-11-28 4 P 0 13601 0.7926 A 2018-04-26 2023-03-26 Common Stock 6800 1367404 D Warrants to purchase 1/2 shares of Common Stock 5.75 2018-11-29 4 P 0 3750 0.8957 A 2018-04-26 2023-03-26 Common Stock 1875 1371154 D Warrants to purchase 1/2 shares of Common Stock 5.75 2018-04-26 2023-03-26 Common Stock 95000 190000 I By M III Sponsor I LLC The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.59, inclusive. The reporting person undertakes to provide to Infrastructure and Energy Alternatives, Inc. (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares or warrants, as applicable, sold at each separate price within the ranges set forth in footnotes (1), (2), (4) and (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.72, inclusive Mohsin Y. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over securities held by M III Sponsor I LLC and therefore may be deemed to share beneficial ownership of the securities held by M III Sponsor I LLC. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest. The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7750 to $0.8500, inclusive. The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7800 to $0.9200, inclusive. /s/ Mohsin Y. Meghji 2018-11-30