0001144204-18-062616.txt : 20181130
0001144204-18-062616.hdr.sgml : 20181130
20181130163052
ACCESSION NUMBER: 0001144204-18-062616
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181128
FILED AS OF DATE: 20181130
DATE AS OF CHANGE: 20181130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meghji Mohsin Y
CENTRAL INDEX KEY: 0001202993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 181211515
MAIL ADDRESS:
STREET 1: C/O LOUGHLIN MEGHJI + COMPANY
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER NAME:
FORMER CONFORMED NAME: MEGHJI MOHSIN Y
DATE OF NAME CHANGE: 20021101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc.
CENTRAL INDEX KEY: 0001652362
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 474787177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (765) 828-2580
MAIL ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
FORMER COMPANY:
FORMER CONFORMED NAME: M III Acquisition Corp.
DATE OF NAME CHANGE: 20150902
4
1
tv508291_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-11-28
0
0001652362
Infrastructure & Energy Alternatives, Inc.
IEA
0001202993
Meghji Mohsin Y
130 WEST 42ND STREET, 17TH FLOOR
NEW YORK
NY
10036
1
0
0
0
Common Stock
2018-11-28
4
P
0
8000
8.50
D
8000
D
Common Stock
2018-11-29
4
P
0
8545
8.71
D
16545
D
Common Stock
1400492
I
By M III Sponsor I LLC
Warrants to purchase 1/2 shares of Common Stock
5.75
2018-11-28
4
P
0
13601
0.7926
A
2018-04-26
2023-03-26
Common Stock
6800
1367404
D
Warrants to purchase 1/2 shares of Common Stock
5.75
2018-11-29
4
P
0
3750
0.8957
A
2018-04-26
2023-03-26
Common Stock
1875
1371154
D
Warrants to purchase 1/2 shares of Common Stock
5.75
2018-04-26
2023-03-26
Common Stock
95000
190000
I
By M III Sponsor I LLC
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.59, inclusive. The reporting person undertakes to provide to Infrastructure and Energy Alternatives, Inc. (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares or warrants, as applicable, sold at each separate price within the ranges set forth in footnotes (1), (2), (4) and (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.72, inclusive
Mohsin Y. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over securities held by M III Sponsor I LLC and therefore may be deemed to share beneficial ownership of the securities held by M III Sponsor I LLC. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.
The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7750 to $0.8500, inclusive.
The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7800 to $0.9200, inclusive.
/s/ Mohsin Y. Meghji
2018-11-30