0001144204-17-029414.txt : 20170524 0001144204-17-029414.hdr.sgml : 20170524 20170524212233 ACCESSION NUMBER: 0001144204-17-029414 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170522 FILED AS OF DATE: 20170524 DATE AS OF CHANGE: 20170524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M III Acquisition Corp. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1494 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Acquisition Partners I LLC CENTRAL INDEX KEY: 0001675016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 17868098 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Sponsor I LLC CENTRAL INDEX KEY: 0001673683 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 17868099 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Acquisition Partners I Corp. CENTRAL INDEX KEY: 0001675026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 17868100 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Sponsor I LP CENTRAL INDEX KEY: 0001673684 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 17868101 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meghji Mohsin Y CENTRAL INDEX KEY: 0001202993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 17868102 MAIL ADDRESS: STREET 1: C/O LOUGHLIN MEGHJI + COMPANY CITY: NEW YORK STATE: NY ZIP: 10016 FORMER NAME: FORMER CONFORMED NAME: MEGHJI MOHSIN Y DATE OF NAME CHANGE: 20021101 4 1 v467807_form4.xml FORM 4 X0306 4 2017-05-22 0 0001652362 M III Acquisition Corp. MIIIW 0001202993 Meghji Mohsin Y 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 1 1 1 0 See Remarks 0001673684 M III Sponsor I LP 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 Sponsor of registrant 0001675026 M III Acquisition Partners I Corp. 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 General partner of sponsor 0001673683 M III Sponsor I LLC C/O M III ACQUISITION CORP. 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 Sponsor of registrant 0001675016 M III Acquisition Partners I LLC C/O M III ACQUISITION CORP. 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 Managing member of sponsor Warrants 5.75 2017-05-22 5 P 0 E 5000 0.384 A Common Stock 2500 1693803 D Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination. Includes 340,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption. These warrants were purchased directly by Mr. Meghji. Represents the weighted average purchase price of the warrants on such date. Warrants were acquired in multiple transactions at prices ranging from $0.37 per warrant to $0.39 per warrant. The reporting persons undertake to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote. Chairman and Chief Executive Officer /s/ Mohsin Y. Meghji 2017-05-24 /s/ Mohsin Y. Meghji as Managing Member of M III Acquisition Partners I LLC, on its own behalf and as the Sole Managing Member of M III Sponsor I LLC 2017-05-24 /s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp., on its own behalf and as the Sole General Partner of M III Sponsor I LP 2017-05-24