0001144204-17-028706.txt : 20170519
0001144204-17-028706.hdr.sgml : 20170519
20170519185618
ACCESSION NUMBER: 0001144204-17-028706
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170517
FILED AS OF DATE: 20170519
DATE AS OF CHANGE: 20170519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: M III Acquisition Corp.
CENTRAL INDEX KEY: 0001652362
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 474787177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1494
MAIL ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Sponsor I LLC
CENTRAL INDEX KEY: 0001673683
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 17859420
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Acquisition Partners I Corp.
CENTRAL INDEX KEY: 0001675026
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 17859421
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Acquisition Partners I LLC
CENTRAL INDEX KEY: 0001675016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 17859422
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Sponsor I LP
CENTRAL INDEX KEY: 0001673684
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 17859423
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meghji Mohsin Y
CENTRAL INDEX KEY: 0001202993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 17859424
MAIL ADDRESS:
STREET 1: C/O LOUGHLIN MEGHJI + COMPANY
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER NAME:
FORMER CONFORMED NAME: MEGHJI MOHSIN Y
DATE OF NAME CHANGE: 20021101
4
1
v467537_form4.xml
FORM 4
X0306
4
2017-05-17
0
0001652362
M III Acquisition Corp.
MIIIW
0001202993
Meghji Mohsin Y
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
1
1
1
0
See Remarks
0001673684
M III Sponsor I LP
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
Sponsor of registrant
0001675026
M III Acquisition Partners I Corp.
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
General partner of sponsor
0001673683
M III Sponsor I LLC
C/O M III ACQUISITION CORP.
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
Sponsor of registrant
0001675016
M III Acquisition Partners I LLC
C/O M III ACQUISITION CORP.
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
Managing member of sponsor
Warrants
5.75
2017-05-17
5
P
0
E
4100
0.31
A
Common Stock
2050
1638503
D
Warrants
5.75
2017-05-18
5
P
0
E
8800
0.30
A
Common Stock
4400
1647303
D
Warrants
5.75
2017-05-19
5
P
0
E
41500
0.3052
A
Common Stock
20750
1688803
D
Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.
Includes 340,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption.
These warrants were purchased directly by Mr. Meghji.
Represents the weighted average purchase price of the warrants on such date. Warrants were acquired in multiple transactions at prices ranging from $0.30 per warrant to $0.31 per warrant. The reporting persons undertake to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote.
Chairman and Chief Executive Officer
/s/ Mohsin Y. Meghji
2017-05-19
/s/ Mohsin Y. Meghji as Managing Member of M III Acquisition Partners I LLC, on its own behalf and as the Sole Managing Member of M III Sponsor I LLC
2017-05-19
/s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp., on its own behalf and as the Sole General Partner of M III Sponsor I LP
2017-05-19