0001144204-16-138199.txt : 20161206
0001144204-16-138199.hdr.sgml : 20161206
20161206203215
ACCESSION NUMBER: 0001144204-16-138199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161202
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: M III Acquisition Corp.
CENTRAL INDEX KEY: 0001652362
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 474787177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1494
MAIL ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Acquisition Partners I LLC
CENTRAL INDEX KEY: 0001675016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 162037487
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Sponsor I LLC
CENTRAL INDEX KEY: 0001673683
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 162037488
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Acquisition Partners I Corp.
CENTRAL INDEX KEY: 0001675026
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 162037489
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Sponsor I LP
CENTRAL INDEX KEY: 0001673684
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 162037490
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meghji Mohsin Y
CENTRAL INDEX KEY: 0001202993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 162037491
MAIL ADDRESS:
STREET 1: C/O LOUGHLIN MEGHJI + COMPANY
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER NAME:
FORMER CONFORMED NAME: MEGHJI MOHSIN Y
DATE OF NAME CHANGE: 20021101
4
1
v454560_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-12-02
0
0001652362
M III Acquisition Corp.
MIIIW
0001202993
Meghji Mohsin Y
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10016
1
1
1
0
See Remarks
0001673684
M III Sponsor I LP
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
Sponsor of registrant
0001675026
M III Acquisition Partners I Corp.
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
General partner of sponsor
0001673683
M III Sponsor I LLC
C/O M III ACQUISITION CORP.
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
Sponsor of registrant
0001675016
M III Acquisition Partners I LLC
C/O M III ACQUISITION CORP.
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
Managing member of sponsor
Warrants
5.75
2016-12-02
5
P
0
E
600000
0.213
A
Common Stock
300000
1634403
D
Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.
Represents the weighted average purchase price of the warrants on such date. Warrants were acquired in multiple transactions at prices ranging from $0.21 per warrant to $0.25 per warrant. The reporting persons undertake to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote.
Includes 340,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption. Excludes 120,000 warrants attributable to the private placement units that were inadvertently included in the Form 4s filed by the reporting persons on November 22, 2016 and December 2, 2016.
These warrants were purchased directly by Mr. Meghji.
Chairman and Chief Executive Officer
/s/ Mohsin Y. Meghji
2016-12-06
/s/ Mohsin Y. Meghji as Managing Member of M III Acquisition Partners I LLC, the Sole Managing Member of M III Sponsor I LLC
2016-12-06
/s/ Mohsin Y. Meghji as Sole Managing Member of M III Acquisition Partners I LLC
2016-12-06
/s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp., the Sole General Partner of M III Sponsor I LP
2016-12-06
/s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp., the Sole General Partner of M III Sponsor I LP
2016-12-06