0001144204-16-135980.txt : 20161122 0001144204-16-135980.hdr.sgml : 20161122 20161122172008 ACCESSION NUMBER: 0001144204-16-135980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160707 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M III Acquisition Corp. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1494 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Acquisition Partners I LLC CENTRAL INDEX KEY: 0001675016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 162014098 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Sponsor I LLC CENTRAL INDEX KEY: 0001673683 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 162014099 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Acquisition Partners I Corp. CENTRAL INDEX KEY: 0001675026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 162014100 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Sponsor I LP CENTRAL INDEX KEY: 0001673684 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 162014101 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meghji Mohsin Y CENTRAL INDEX KEY: 0001202993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 162014102 MAIL ADDRESS: STREET 1: C/O LOUGHLIN MEGHJI + COMPANY CITY: NEW YORK STATE: NY ZIP: 10016 FORMER NAME: FORMER CONFORMED NAME: MEGHJI MOHSIN Y DATE OF NAME CHANGE: 20021101 4 1 v453694_4.xml OWNERSHIP DOCUMENT X0306 4 2016-07-07 0 0001652362 M III Acquisition Corp. MIIIW 0001202993 Meghji Mohsin Y 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10016 1 1 1 0 See Remarks 0001673684 M III Sponsor I LP 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 Sponsor to issuer 0001675026 M III Acquisition Partners I Corp. 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 General partner of sponsor 0001673683 M III Sponsor I LLC C/O M III ACQUISITION CORP. 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 Sponsor to issuer 0001675016 M III Acquisition Partners I LLC C/O M III ACQUISITION CORP. 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 Managing member of sponsor Warrants 5.75 2016-07-07 5 P 0 E 460000 A Common Stock 230000 460000 D Warrants 5.75 2016-11-17 5 P 0 E 579900 0.21 A Common Stock 289950 1039900 D Warrants 5.75 2016-11-18 5 P 0 E 108000 0.21 A Common Stock 54000 1147900 D Warrants 5.75 2016-11-21 5 P 0 E 5500 0.20 A Common Stock 2750 1153400 D These warrants were included in the private placement units acquired pursuant to that certain Second Amended and Restated Unit Subscription Agreement, dated as of July 7, 2016, by and among M III Sponsor I LLC and M III Sponsor I LP (collectively, the "Sponsors") and M III Acquisition Corp. (the "Issuer") for $10.00 per unit. These warrants are substantially similar to the warrants included in the units sold in the Issuer's initial public offering (the "Public Warrants"). Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption. Mohsin Y. Meghji, the Chairman and Chief Executive Officer of the Issuer, is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji is also the Chief Executive Officer of M III Acquisition Partners I Corp., which is the sole general partner of M III Sponsor I LP. Mr. Meghji has sole voting and dispositive control over the securities held by the Sponsors and may be deemed the beneficial owner of such securities. Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination. These warrants are Public Warrants. Represents the weighted average purchase price of the warrants on such date. The warrants were acquired in multiple transactions at prices ranging from $0.21 per warrant to $0.22 per warrant. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote. Represents the weighted average purchase price of the warrants on such date. Warrants were acquired in multiple transactions at prices ranging from $0.20 per warrant to $0.21 per warrant. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the ranges set forth in this footnote. Purchased directly by Mr. Meghji Chairman and Chief Executive Officer /s/ Mohsin Y. Meghji 2016-11-22 /s/ Mohsin Y. Meghji as Managing Member of M III Acquisition Partners I LLC, the Sole Managing Member of M III Sponsor I LLC 2016-11-22 /s/ Mohsin Y. Meghji as Sole Managing Member of M III Acquisition Partners I LLC 2016-11-22 /s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp., the Sole General Partner of M III Sponsor I LP 2016-11-22 /s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp., the Sole General Partner of M III Sponsor I LP 2016-11-22