0001144204-16-112810.txt : 20160713
0001144204-16-112810.hdr.sgml : 20160713
20160713160144
ACCESSION NUMBER: 0001144204-16-112810
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160712
FILED AS OF DATE: 20160713
DATE AS OF CHANGE: 20160713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: M III Acquisition Corp.
CENTRAL INDEX KEY: 0001652362
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 474787177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1494
MAIL ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Acquisition Partners I LLC
CENTRAL INDEX KEY: 0001675016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 161765678
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Sponsor I LLC
CENTRAL INDEX KEY: 0001673683
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 161765679
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Acquisition Partners I Corp.
CENTRAL INDEX KEY: 0001675026
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 161765680
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M III Sponsor I LP
CENTRAL INDEX KEY: 0001673684
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 161765681
BUSINESS ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-716-1491
MAIL ADDRESS:
STREET 1: C/O M III ACQUISITION CORP.
STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meghji Mohsin Y
CENTRAL INDEX KEY: 0001202993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 161765682
MAIL ADDRESS:
STREET 1: C/O LOUGHLIN MEGHJI + COMPANY
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER NAME:
FORMER CONFORMED NAME: MEGHJI MOHSIN Y
DATE OF NAME CHANGE: 20021101
4
1
v444220_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-07-12
0
0001652362
M III Acquisition Corp.
MIIIU
0001202993
Meghji Mohsin Y
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
1
1
1
0
See Remarks
0001673684
M III Sponsor I LP
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
Sponsor to issuer
0001675026
M III Acquisition Partners I Corp.
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
General partner of sponsor
0001673683
M III Sponsor I LLC
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
Sponsor to issuer
0001675016
M III Acquisition Partners I LLC
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
10019
0
0
0
1
Managing member of sponsor
Common Stock
2016-07-12
4
P
0
340000
10.00
A
4612500
I
see footnote
These shares are underlying units (each unit consisting of one share of common stock and one warrant to purchase one-half of one share of common stock) held by M III Sponsor I LLC (the "LLC Sponsor") and M III Sponsor I LP (the "LP Sponsor," collectively with the LLC Sponsor, the "Sponsors"), acquired pursuant to a second amended and restated unit subscription agreement by and the Sponsors and the registrant. 300,000 of such shares underlying units were purchased by the LLC Sponsor, and 40,000 of such shares underlying units were purchased by the LP Sponsor.
Mohsin Y. Meghji, the Chairman and Chief Executive Officer of the registrant, is the sole managing member of M III Acquisition Partners I LLC, the sole managing member of the LLC Sponsor. Mr. Meghji is also the Chief Executive Officer of M III Acquisition Partners I Corp., the sole general partner of the LP Sponsor. Mr. Meghji has sole voting and dispositive control over the shares held by the Sponsors and may be deemed the beneficial owner of such shares.
Mr. Meghji disclaims beneficial ownership over any securities owned by the Sponsors in which he does not have any pecuniary interest.
These shares include an aggregate of 562,500 shares that are subject to forfeiture by the Sponsors to the extent that the underwriters do not exercise their overallotment option in connection with the registrant's initial public offering in full.
Chairman and Chief Executive Officer
/s/ Mohsin Y. Meghji
2016-07-13
/s/ Mohsin Y. Meghji as Managing Member of M III Acquisition Partners I LLC, the Sole Managing Member of M III Sponsor I LLC
2016-07-13
/s/ Mohsin Y. Meghji as Sole Managing Member of M III Acquisition Partners I LLC
2016-07-13
/s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp., the Sole General Partner of M III Sponsor I LP
2016-07-13
/s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp.
2016-07-13