0001144204-16-112810.txt : 20160713 0001144204-16-112810.hdr.sgml : 20160713 20160713160144 ACCESSION NUMBER: 0001144204-16-112810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160712 FILED AS OF DATE: 20160713 DATE AS OF CHANGE: 20160713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M III Acquisition Corp. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1494 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Acquisition Partners I LLC CENTRAL INDEX KEY: 0001675016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 161765678 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Sponsor I LLC CENTRAL INDEX KEY: 0001673683 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 161765679 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Acquisition Partners I Corp. CENTRAL INDEX KEY: 0001675026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 161765680 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M III Sponsor I LP CENTRAL INDEX KEY: 0001673684 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 161765681 BUSINESS ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-716-1491 MAIL ADDRESS: STREET 1: C/O M III ACQUISITION CORP. STREET 2: 3 COLUMBUS CIRCLE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meghji Mohsin Y CENTRAL INDEX KEY: 0001202993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 161765682 MAIL ADDRESS: STREET 1: C/O LOUGHLIN MEGHJI + COMPANY CITY: NEW YORK STATE: NY ZIP: 10016 FORMER NAME: FORMER CONFORMED NAME: MEGHJI MOHSIN Y DATE OF NAME CHANGE: 20021101 4 1 v444220_4.xml OWNERSHIP DOCUMENT X0306 4 2016-07-12 0 0001652362 M III Acquisition Corp. MIIIU 0001202993 Meghji Mohsin Y 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 1 1 1 0 See Remarks 0001673684 M III Sponsor I LP 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 Sponsor to issuer 0001675026 M III Acquisition Partners I Corp. 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 General partner of sponsor 0001673683 M III Sponsor I LLC 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 Sponsor to issuer 0001675016 M III Acquisition Partners I LLC 3 COLUMBUS CIRCLE, 15TH FLOOR NEW YORK NY 10019 0 0 0 1 Managing member of sponsor Common Stock 2016-07-12 4 P 0 340000 10.00 A 4612500 I see footnote These shares are underlying units (each unit consisting of one share of common stock and one warrant to purchase one-half of one share of common stock) held by M III Sponsor I LLC (the "LLC Sponsor") and M III Sponsor I LP (the "LP Sponsor," collectively with the LLC Sponsor, the "Sponsors"), acquired pursuant to a second amended and restated unit subscription agreement by and the Sponsors and the registrant. 300,000 of such shares underlying units were purchased by the LLC Sponsor, and 40,000 of such shares underlying units were purchased by the LP Sponsor. Mohsin Y. Meghji, the Chairman and Chief Executive Officer of the registrant, is the sole managing member of M III Acquisition Partners I LLC, the sole managing member of the LLC Sponsor. Mr. Meghji is also the Chief Executive Officer of M III Acquisition Partners I Corp., the sole general partner of the LP Sponsor. Mr. Meghji has sole voting and dispositive control over the shares held by the Sponsors and may be deemed the beneficial owner of such shares. Mr. Meghji disclaims beneficial ownership over any securities owned by the Sponsors in which he does not have any pecuniary interest. These shares include an aggregate of 562,500 shares that are subject to forfeiture by the Sponsors to the extent that the underwriters do not exercise their overallotment option in connection with the registrant's initial public offering in full. Chairman and Chief Executive Officer /s/ Mohsin Y. Meghji 2016-07-13 /s/ Mohsin Y. Meghji as Managing Member of M III Acquisition Partners I LLC, the Sole Managing Member of M III Sponsor I LLC 2016-07-13 /s/ Mohsin Y. Meghji as Sole Managing Member of M III Acquisition Partners I LLC 2016-07-13 /s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp., the Sole General Partner of M III Sponsor I LP 2016-07-13 /s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp. 2016-07-13