SC TO-I/A 1 form.htm

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE TO

Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the

Securities Exchange Act Of 1934

 

Federated Premier Intermediate Municipal Income Fund

(Name of Subject Company (Issuer))

 

Federated Premier Intermediate Municipal Income Fund

(Name of Filing Person (Issuer))

 

Common Shares, Par Value $0.01 Per Share

(Title of Class of Securities)

 

31423M105

(CUSIP Number of Class of Securities)

 

John W. McGonigle, Esquire

Federated Investors Tower

1001 Liberty Avenue

Pittsburgh, Pennsylvania 15222-3779

(412) 288-1900

(Name, Address and Telephone Number of Person Authorized to Receive Notices

and Communications on Behalf of the Person(s) Filing Statement)

 

With a Copy to:

 

Jennifer R. Gonzalez, Esq.

K&L Gates LLP

1601 K Street, NW

Washington, DC 20006

Telephone: (202) 778-9000

 

Calculation of Filing Fee

Transaction Valuation   Amount of Filing Fee
$19,446,892.45(a)   $2,253.90(b)

 

(a)       Calculated as the aggregate maximum purchase price to be paid for 1,396,465 shares in the offer, based upon a price of 98% of the net asset value per share of $14.21 on July 6, 2017.

 

(b)       Calculated at $115.90 per $1,000,000 of the Transaction Valuation.

 

xCheck the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

Amount Previously Paid:   $2,253.90 Filing Party:  Federated Premier Intermediate Municipal Income Fund
Form or Registration No.:  Schedule TO Date Filed:    July 14, 2017

 

¨Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

 

Check the appropriate boxes below to designate any transactions to which the statement relates:

 

¨ third party tender offer subject to Rule 14d-1.

x       issuer tender offer subject to Rule 13e-4.

¨ going-private transaction subject to Rule 13e-3.

¨ amendment to Schedule 13D under Rule 13d-2.

 

Check the following box if the filing is a final amendment reporting the results of the tender offer. ¨

 

 
 

 

Items 1 through 9 and Item 11.

This Amendment No. 1 hereby amends and supplements the Tender Offer Statement on Schedule TO initially filed by Federated Premier Intermediate Municipal Income Fund (NYSE: FPT), a Delaware statutory trust (the “Fund”), with the Securities and Exchange Commission on July 14, 2017 (as amended hereby, the “Schedule TO”). The Schedule TO relates to the Fund’s offer to purchase up to 20% of its outstanding common shares, par value $0.01 per share (the “Offer”), upon the terms and subject to the conditions set forth in the Fund’s Offer to Purchase dated July 14, 2017 and the related Letter of Transmittal, as the same may be amended or supplemented, copies of which have been filed as Exhibits (a)(1)(i) and (a)(1)(ii), respectively. Filed herewith as Exhibit (a)(5)(ii) is a copy of the press release issued by the Fund dated July 31, 2017 announcing its semi-annual earnings and reminding shareholders of the expiration date of the Tender Offer and the information contained therein is incorporated herein by reference.

 

Item 12.Exhibits.

 

 

Exhibit No.

 

Document

(a)(5)(ii) Press Release issued by the Fund dated July 31, 2017.

 

Item 13.

 

Not applicable.

 

 

 
 

Signature

 

After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Federated Premier Intermediate Municipal Income Fund

 

 

 

By: /s/ J. Christopher Donahue

Name: J. Christopher Donahue

Title: President

 

 

Dated as of: July 31, 2017

 
 

 

Exhibit Index

 

Exhibit No.

 

Document

(a)(1)(i) Offer to Purchase dated July 14, 2017.
(a)(1)(ii) Letter of Transmittal (including Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9).
(a)(1)(iii) Notice of Guaranteed Delivery.
(a)(1)(iv) Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.
(a)(1)(v) Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.
(a)(1)(vi) Letter to Shareholders dated July 14, 2017.
(a)(1)(vii) Notice of Withdrawal.
(a)(5)(i) Press Release issued by the Fund dated July 14, 2017.
(a)(5)(ii) Press Release issued by the Fund dated July 31, 2017.