0001104659-23-125483.txt : 20231212 0001104659-23-125483.hdr.sgml : 20231212 20231212200406 ACCESSION NUMBER: 0001104659-23-125483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230623 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARUSO JAMES V CENTRAL INDEX KEY: 0001202770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36598 FILM NUMBER: 231482698 MAIL ADDRESS: STREET 1: C/O CELLECTAR BIOSCIENCES, INC. STREET 2: 8383 GREENWAY BLVD STE 600 CITY: MIDDLETON STATE: WI ZIP: 53562 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cellectar Biosciences, Inc. CENTRAL INDEX KEY: 0001279704 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043321804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CAMPUS DRIVE CITY: FLORHAM PARK STATE: NJ ZIP: 07932 BUSINESS PHONE: (608) 441-8120 MAIL ADDRESS: STREET 1: 100 CAMPUS DRIVE CITY: FLORHAM PARK STATE: NJ ZIP: 07932 FORMER COMPANY: FORMER CONFORMED NAME: NOVELOS THERAPEUTICS, INC. DATE OF NAME CHANGE: 20050617 FORMER COMPANY: FORMER CONFORMED NAME: COMMON HORIZONS INC DATE OF NAME CHANGE: 20040211 4 1 tm2332764-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-06-23 0 0001279704 Cellectar Biosciences, Inc. CLRB 0001202770 CARUSO JAMES V C/O CELLECTAR BIOSCIENCES, INC. 100 CAMPUS DRIVE FLORHAM PARK NJ 07932 1 1 0 0 President and CEO 0 Common Stock 2023-12-08 4 A 0 40596 0 A 49236 D Stock option (right to buy) 1.68 2023-06-23 4 A 0 261000 0 A 2033-01-17 Common Stock 261000 261000 D This option was contingently granted on January 16, 2023, subject to approval by Cellectar's stockholders of Cellectar's amended 2021 Stock Incentive Plan at Cellectar's 2023 Annual Meeting of Stockholders. Such stockholder approval was obtained on June 23, 2023. Because January 16, 2023 was a federal holiday, the option was priced on the following trading day. This option shall vest over a period of three years from January 17, 2023, with 1/3 vesting on the first anniversary of January 17, 2023 and the remainder vesting in 24 equal monthly installments over a 24-month period beginning on the first anniversary of January 17, 2023. /s/ Christina Blakley, Attorney in-fact for James V. Caruso 2023-12-12