0001104659-23-125483.txt : 20231212
0001104659-23-125483.hdr.sgml : 20231212
20231212200406
ACCESSION NUMBER: 0001104659-23-125483
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230623
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARUSO JAMES V
CENTRAL INDEX KEY: 0001202770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36598
FILM NUMBER: 231482698
MAIL ADDRESS:
STREET 1: C/O CELLECTAR BIOSCIENCES, INC.
STREET 2: 8383 GREENWAY BLVD STE 600
CITY: MIDDLETON
STATE: WI
ZIP: 53562
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cellectar Biosciences, Inc.
CENTRAL INDEX KEY: 0001279704
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 043321804
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CAMPUS DRIVE
CITY: FLORHAM PARK
STATE: NJ
ZIP: 07932
BUSINESS PHONE: (608) 441-8120
MAIL ADDRESS:
STREET 1: 100 CAMPUS DRIVE
CITY: FLORHAM PARK
STATE: NJ
ZIP: 07932
FORMER COMPANY:
FORMER CONFORMED NAME: NOVELOS THERAPEUTICS, INC.
DATE OF NAME CHANGE: 20050617
FORMER COMPANY:
FORMER CONFORMED NAME: COMMON HORIZONS INC
DATE OF NAME CHANGE: 20040211
4
1
tm2332764-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-06-23
0
0001279704
Cellectar Biosciences, Inc.
CLRB
0001202770
CARUSO JAMES V
C/O CELLECTAR BIOSCIENCES, INC.
100 CAMPUS DRIVE
FLORHAM PARK
NJ
07932
1
1
0
0
President and CEO
0
Common Stock
2023-12-08
4
A
0
40596
0
A
49236
D
Stock option (right to buy)
1.68
2023-06-23
4
A
0
261000
0
A
2033-01-17
Common Stock
261000
261000
D
This option was contingently granted on January 16, 2023, subject to approval by Cellectar's stockholders of Cellectar's amended 2021 Stock Incentive Plan at Cellectar's 2023 Annual Meeting of Stockholders. Such stockholder approval was obtained on June 23, 2023. Because January 16, 2023 was a federal holiday, the option was priced on the following trading day.
This option shall vest over a period of three years from January 17, 2023, with 1/3 vesting on the first anniversary of January 17, 2023 and the remainder vesting in 24 equal monthly installments over a 24-month period beginning on the first anniversary of January 17, 2023.
/s/ Christina Blakley, Attorney in-fact for James V. Caruso
2023-12-12