F-6EF 1 inta327038f6.htm FORM F-6 RELOAD

 

As filed with the Securities and Exchange Commission on June 14, 2017

Registration No. 333-

_____________________

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_____________________

FORM F-6

REGISTRATION STATEMENT

under

THE SECURITIES ACT OF 1933

For American Depositary Shares

of

 

INTESA SANPAOLO S.p.A.

(Exact name of issuer of deposited securities as specified in its charter)

N/A

(Translation of issuer's name into English)

 

REPUBLIC OF ITALY

(Jurisdiction of incorporation or organization of issuer)

 

THE BANK OF NEW YORK MELLON

(Exact name of depositary as specified in its charter)

225 Liberty Street, New York, New York 10286

(212) 495-1784

(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)

_______________________

The Bank of New York Mellon

ADR Division

225 Liberty Street, 21st Floor

New York, New York 10286

(212) 495-1784

(Address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to:

Brian D. Obergfell, Esq.

Emmet, Marvin & Martin, LLP

120 Broadway

New York, New York 10271

(212) 238-3032

Michael S. Immordino, Esq.

White & Case LLP

5 Old Broad Street

London EC2N 1DW

United Kingdom

+44 207 532 1399

 

It is proposed that this filing become effective under Rule 466

[X] immediately upon filing

[ ] on (Date) at (Time).

If a separate registration statement has been filed to register the deposited shares, check the following box. [ ]

CALCULATION OF REGISTRATION FEE

Title of each class
of Securities to be registered
Amount to be registered Proposed
maximum aggregate price per unit (1)
Proposed
maximum  aggregate offering price (1)
Amount of registration fee
American Depositary Shares, each American Depositary Share representing ordinary shares of Intesa Sanpaolo S.p.A. 100,000,000 American Depositary Shares $5.00 $5,000,000 $579.50
1For the purpose of this table only the term "unit" is defined as 100 American Depositary Shares.
 
 

The prospectus consists of the proposed Form of American Depositary Receipt included as Exhibit A to the Form of Deposit Agreement filed as Exhibit 1 to this Registration Statement which is incorporated herein by reference.

 
 

PART I

INFORMATION REQUIRED IN PROSPECTUS

 

Item -1. Description of Securities to be Registered

 

Cross Reference Sheet

 

 

Item Number and Caption

 

 

Location in Form of Receipt Filed Herewith as Prospectus

 

1. Name and address of depositary

 

  Introductory Paragraph

2. Title of American Depositary Receipts and identity of deposited securities

 

  Face of Receipt, top center

Terms of Deposit:

 

   
(i)   The amount of deposited securities represented by one unit of American Depositary Receipts   Face of Receipt, upper right corner
(ii)   The procedure for voting, if any, the deposited securities   Paragraph (12)
(iii)   The collection and distribution of dividends   Paragraphs (4), (5), (7) and (10)
(iv)  The transmission of notices, reports and proxy soliciting material   Paragraphs (8) and (12)
(v)   The sale or exercise of rights   Paragraphs (4), (5) and (10)
(vi)  The deposit or sale of securities resulting from dividends, splits or plans of reorganization   Paragraphs (4), (5), (10) and (13)
(vii)  Amendment, extension or termination of the deposit agreement   Paragraphs (16) and (17)
(viii)  Rights of holders of Receipts to inspect the transfer books of the depositary and the list of holders of Receipts   Paragraph (3)
(ix)  Restrictions upon the right to deposit or withdraw the underlying securities   Paragraphs (1), (2), (4) and (5)
(x)   Limitation upon the liability of the depositary   Paragraph (14)

3. Fees and Charges

 

  Paragraph (7)
  Item - 2. Available Information    
    Public reports furnished by issuer   Paragraph (8)
         
 
 

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

Item - 3. Exhibits

a. Form of Deposit Agreement dated as of March 20, 2008, among Intesa Sanpaolo S.p.A., The Bank of New York as Depositary, and all Holders from time to time of American Depositary Receipts issued thereunder. - Filed herewith as Exhibit 1.
b. Any other agreement to which the Depositary is a party relating to the issuance of the Depositary Shares registered hereby or the custody of the deposited securities represented. – Previously filed.  
c. Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - See (a) and (b) above.
d. Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered. –Filed herewith as Exhibit 4.  
e. Certification under Rule 466. - Filed herewith as Exhibit 5.  
   

 

Item - 4.

Undertakings

 

(a) The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

 

(b) If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty days before any change in the fee schedule.
 
 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on June 14, 2017.

 

Legal entity created by the agreement for the issuance of American Depositary Shares for ordinary shares of Intesa Sanpaolo S.p.A.

By: The Bank of New York Mellon,

As Depositary

 

 

By: /s/ Slawomir Soltowski

Name: Slawomir Soltowski

Title: Managing Director

 
 

Pursuant to the requirements of the Securities Act of 1933, Intesa Sanpaolo S.p.A. has caused this Registration Statement to be signed on its behalf by the undersigned thereunto duly authorized, in the City of Milan, Italy on June 14, 2017.

INTESA SANPAOLO S.p.A.

 

By: /s/ Carlo Messina

Name: Carlo Messina

Title: Managing Director and Chief Executive Officer

 

 

Each person whose signature appears below hereby constitutes and appoints Carlo Messina his true and lawful attorney-in-fact with power of substitution and resubstitution to sign in his name, place and stead in any and all capacities the Registration Statement and any and all amendments thereto (including post-effective amendments) and any documents in connection therewith, and to file the same with the Securities and Exchange Commission, granting unto said attorney full power to act, and full power and authority to do and perform, in his name and on his behalf, every act whatsoever which such attorney may deem necessary or desirable to be done in connection therewith as fully and to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on June 14, 2017.

 

/s/ Gian Maria Gros-Pietro

 

/s/ Biagio Calabrese

Gian Maria Gros-Pietro     Biagio Calabrese
Chairman     General Manager NY Branch
      Authorized U.S. Representative
     
     

/s/ Paolo Andrea Colombo

 

/s/ Fabrizio Dabbene

Paolo Andrea Colombo     Fabrizio Dabbene
Deputy Chairman     Principal Accounting Officer
     
     

/s/ Gianfranco Carbonato

 

/s/ Stefano Del Punta

Gianfranco Carbonato     Stefano Del Punta
Director     Principal Financial Officer
     
     

/s/ Franco Ceruti

 

/s/ Carlo Messina

Franco Ceruti     Carlo Messina
Director     Principal Executive Officer
     
     

/s/ Francesca Cornelli

 

/s/ Giovanni Costa

Francesca Cornelli   Giovanni Costa
Director   Director
     
     

/s/ Edoardo Gaffeo

 

/s/ Giorgina Gallo

Edoardo Gaffeo   Giorgina Gallo
Director   Director
     
     

/s/ Giovanni Gorno Tempini

 

/s/ Rossella Locatelli

Giovanni Gorno Tempini   Rossella Locatelli
Director   Director
     
     

 

 

/s/ Maria Mazzarella

Marco Mangiagalli   Maria Mazzarella
Director   Director
     
     

/s/ Milena Teresa Motta

 

/s/ Bruno Picca

Milena Teresa Motta   Bruno Picca
Director   Director
     
     

/s/ Alberto Maria Pisani

 

/s/ Livia Pomodoro

Alberto Maria Pisani   Livia Pomodoro
Director   Director
     
     

/s/ Daniele Zamboni

 

/s/ Maria Cristina Zoppo

Daniele Zamboni   Maria Cristina Zoppo
Director   Director
     
 
 

 

INDEX TO EXHIBITS

Exhibit

Number Exhibit

 

1 Form of Deposit Agreement dated as of March 20, 2008, among Intesa Sanpaolo S.p.A., The Bank of New York as Depositary, and all Holders from time to time of American Depositary Receipts issued thereunder.
   
   
4 Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered.
   
   
5 Certification under Rule 466.