F-6EF 1 pina426697f6.htm FORM F-6

 

 

 

As filed with the Securities and Exchange Commission on December 23, 2016

Registration No. 333-

_____________________

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_____________________

FORM F-6

REGISTRATION STATEMENT

under

THE SECURITIES ACT OF 1933

For American Depositary Shares

of

 

PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.

(Exact name of issuer of deposited securities as specified in its charter)

N/A

(Translation of issuer's name into English)

 

PEOPLE’S REPUBLIC OF CHINA

(Jurisdiction of incorporation or organization of issuer)

 

THE BANK OF NEW YORK MELLON

(Exact name of depositary as specified in its charter)

225 Liberty Street, New York, New York 10286

(212) 495-1784

(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)

_______________________

The Bank of New York Mellon

ADR Division

225 Liberty Street, 21st Floor

New York, New York 10286

(212) 495-1784

(Address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to:

Brian D. Obergfell, Esq.

Emmet, Marvin & Martin, LLP

120 Broadway

New York, New York 10271

(212) 238-3032

Melody He-Chen, Esq.

DLA Piper Hong Kong

17/F Edinburgh Tower, The Landmark

15 Queen's Road Central, Hong Kong

(852) 2103-0602

 

It is proposed that this filing become effective under Rule 466

[X] immediately upon filing

[ ] on (Date) at (Time).

If a separate registration statement has been filed to register the deposited shares, check the following box. [ ]

CALCULATION OF REGISTRATION FEE

Title of each class
of Securities to be registered
Amount to be registered Proposed
maximum aggregate price per unit (1)
Proposed
maximum  aggregate offering price (1)
Amount of registration fee
American Depositary Shares, each American Depositary Share representing H Shares of Ping An Insurance (Group) Company of China, Ltd. 200,000,000 American Depositary Shares $5.00 $10,000,000 $1,159.00
1For the purpose of this table only the term "unit" is defined as 100 American Depositary Shares.
 
 

The prospectus consists of the proposed Form of American Depositary Receipt included as Exhibit A to the Form of Deposit Agreement filed as Exhibit 1 to this Registration Statement which is incorporated herein by reference.

 
 

PART I

INFORMATION REQUIRED IN PROSPECTUS

 

Item -1. Description of Securities to be Registered

 

Cross Reference Sheet

 

Item Number and Caption

 

Location in Form of Receipt
Filed Herewith as Prospectus\

 

  1. Name and address of depositary

 

Introductory Article
  1. Title of American Depositary Receipts and identity of deposited securities

 

Face of Receipt, top center
Terms of Deposit:  
(i)   The amount of deposited securities represented by one unit of American Depositary Receipts Face of Receipt, upper right corner
(ii)   The procedure for voting, if any, the deposited securities Articles number 15, 16 and 18
(iii)   The collection and distribution of dividends Articles number 4, 12, 13, 15 and 18
(iv)  The transmission of notices, reports and proxy soliciting material Articles number 11, 15, 16 and 18
(v)   The sale or exercise of rights Articles number 13, 14, 15 and 18
(vi)  The deposit or sale of securities resulting from dividends, splits or plans of reorganization Articles number 12, 13, 15, 17 and 18
(vii)  Amendment, extension or termination of the deposit agreement Articles number 20 and 21
(viii)  Rights of holders of Receipts to inspect the transfer books of the depositary and the list of holders of Receipts Article number 11
(ix)  Restrictions upon the right to deposit or withdraw the underlying securities Articles number 2, 3, 4, 5, 6 and 8
(x)   Limitation upon the liability of the depositary Articles number 14, 18, 19 and 21

 

3.  Fees and Charges Articles number 7 and 8

 

Item - 2. Available Information

Public reports furnished by issuer Article number 11
 
 

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

Item - 3. Exhibits

a. Form of Amended and Restated Deposit Agreement dated as of March 28, 2005, among Ping An Insurance (Group) Company of China, Ltd., The Bank of New York as Depositary, and all Owners and Beneficial Owners from time to time of American Depositary Shares issued thereunder. - Filed herewith as Exhibit 1.
b. Letter agreement among Ping An Insurance (Group) Company of China, Ltd. and The Bank of New York Mellon relating to pre-release activities. - Filed herewith as Exhibit 2.
c. Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - See (a) and (b) above.
d. Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered. – Filed herewith as Exhibit 4.  
e. Certification under Rule 466. - Filed herewith as Exhibit 5.  
   

 

Item - 4.

Undertakings

 

(a) The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

 

(b) If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty days before any change in the fee schedule.
 
 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on December 23, 2016.

 

Legal entity created by the agreement for the issuance of American Depositary Shares for H Shares of Ping An Insurance (Group) Company of China, Ltd.

By: The Bank of New York Mellon
    As Depositary
   
   
   
  By:

/s/ Slawomir Soltowski

  Name: Slawomir Soltowski
  Title: Managing Director

 

 

 
 

Pursuant to the requirements of the Securities Act of 1933, Ping An Insurance (Group) Company of China, Ltd. has caused this Registration Statement to be signed on its behalf by the undersigned thereunto duly authorized, in the Shenzhen, People’s Republic of China on December 23, 2016.

PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.

 

By: /s/ MA Mingzhe

Name: MA Mingzhe

Title: Chairman and Chief Executive Officer

 

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on December 23, 2016.

 

Name   Title
     
     

/s/ MA Mingzhe

  Chairman of the Board of Directors and Chief
MA Mingzhe   Executive Officer (principal executive officer)
     
     
     

/s/ SUN Jianyi

  Vice Chairman of the Board of Directors and
SUN Jianyi   Executive Vice President
     
     
     

/s/ REN Huichuan

  Executive Director and President
REN Huichuan    
     
     

/s/ YAO Jason Bo

  Executive Director, Executive Vice President,
YAO Jason Bo   Chief Financial Officer and Chief Actuary
    (principal financial and accounting officer)
     
     

/s/ LEE Yuansiong

  Executive Director and Executive Vice President
LEE Yuansiong    
     
     

/s/ CAI Fangfang

  Executive Director
CAI Fangfang    
     
     

/s/ LIN Lijun

  Non-Executive Director
LIN Lijun    
     
     

/s/ Soopakij CHEARAVANONT

  Non-Executive Director
Soopakij CHEARAVANONT    
     
     

/s/ YANG Xiaoping

  Non-Executive Director
YANG Xiaoping    
     
     

/s/ XIONG Peijin

  Non-Executive Director
XIONG Peijin    
     
     

/s/ LIU Chong

  Non-Executive Director
LIU Chong    
     
     

/s/ WOO Ka Biu Jackson

  Independent Non-Executive Director
WOO Ka Biu Jackson    
     
     

/s/ Stephen Thomas MELDRUM

  Independent Non-Executive Director
Stephen Thomas MELDRUM    
     
     

/s/ YIP Dicky Peter

  Independent Non-Executive Director
YIP Dicky Peter    
     
     

/s/ WONG Oscar Sai Hung

  Independent Non-Executive Director
WONG Oscar Sai Hung    
     
     

/s/ SUN Dongdong

  Independent Non-Executive Director
SUN Dongdong    
     
     

/s/ GE Ming

  Independent Non-Executive Director
GE Ming    
     
     
     
PUGLISI & ASSOCIATES    
     
     

/s/ Donald J. Puglisi

  Authorized Representative in the United States
Donald J. Puglisi    
     

 

 
 

 

INDEX TO EXHIBITS

Exhibit

Number Exhibit

 

1 Form of Amended and Restated Deposit Agreement dated as of March 28, 2005, among Ping An Insurance (Group) Company of China, Ltd., The Bank of New York as Depositary, and all Owners and Beneficial Owners from time to time of American Depositary Shares issued thereunder.
   
   
2 Letter agreement among Ping An Insurance (Group) Company of China, Ltd., and The Bank of New York relating to pre-release activities.
   
   
4 Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered.
   
   
5 Certification under Rule 466.