0001193125-23-251517.txt : 20231005 0001193125-23-251517.hdr.sgml : 20231005 20231005155426 ACCESSION NUMBER: 0001193125-23-251517 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231005 DATE AS OF CHANGE: 20231005 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Flexible Real Estate Income Fund CENTRAL INDEX KEY: 0001896329 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-94030 FILM NUMBER: 231311292 BUSINESS ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (888) 877-4626 MAIL ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: IVASCYN DANIEL J CENTRAL INDEX KEY: 0001201895 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: C/O PIMCO STREET 2: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13D/A 1 d526391dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

PIMCO Flexible Real Estate Income Fund

(Name of Issuer)

Institutional Class Common Shares

(Title of Class of Securities)

72203N509

(CUSIP Number)

Daniel J. Ivascyn

c/o Pacific Investment

Management Company

LLC

650 Newport Center Drive

Newport Beach, California 92660

Copy to:

Regina M. Schlatter, Esq.

Latham & Watkins LLP

650 Town Center Drive, 20th Floor

Costa Mesa, CA 92626

Telephone: (714) 540-1235

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

October 2, 2023

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No.: 72203N509

 

 1.    

 Name of Reporting Person:

 

 Daniel J. Ivascyn

 2.  

 Check the Appropriate Box if a Member of Group (See Instructions):

 (a) ☐  (b) ☐

 

 3.  

 SEC Use Only:

 

 4.  

 Source of Funds:

 

 PF

 5.  

 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

 ☐

 6.  

 Citizenship or Place of Organization:

 

 USA 

Number of

Shares  Beneficially 

Owned By

Each

Reporting

Person

With:

 

     7.     

 Sole Voting Power:

 

 492,610.837

    8.   

 Shared Voting Power:

 

 0

    9.   

 Sole Dispositive Power:

 

 492,610.837

   10.   

 Shared Dispositive Power:

 

 0

11.    

 Aggregate Amount Beneficially Owned by Each Reporting Person:

 

 492,610.837

12.  

 Check if the Aggregate Amount in Row (11) Excludes Certain Shares:

 

 ☐

13.  

 Percent of Class Represented By Amount In Row (11):

 

 9.6% (1)

14.  

 Type of Reporting Person:

 

 IN

 

(1)

Represents the Reporting Person’s current beneficial ownership percentage based upon 5,152,169 Common Shares outstanding as of October 3, 2023.

 

 

2

This amendment to Schedule 13D (“Amendment No. 3”) amends the Schedule 13D of Daniel J. Ivascyn originally filed with the Securities and Exchange Commission (the “SEC”) on March 27, 2023, as subsequently amended by Amendment No. 1 filed with the SEC on June 6, 2023 and Amendment No. 2 filed with the SEC on September 20, 2023 (collectively, the “Schedule”) to report and reflect a reduction in the beneficial ownership of the Issuer’s Common Shares due to an increase in the outstanding Common Shares of the Issuer. All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Schedule. Except as set forth herein, the Schedule is unmodified.

 

Item 5.

Interest in Securities of the Issuer

Item 5 is amended and replaced in its entirety as follows:

 

  (a)

The Reporting Person beneficially owns 492,610.837 Common Shares of the Issuer, which represents approximately 9.6% of the Issuer’s currently outstanding Common Shares, based upon 5,152,169 Common Shares outstanding as of October 3, 2023.

 

  (b)

The Reporting Person has the sole power to vote or direct the vote, and to dispose or direct the disposition of, all of the Common Shares beneficially owned by the Reporting Person described in paragraph (a) above.

 

  (c)

The Reporting Person has not effected any transactions in the Issuer’s Common Shares within the past 60 days.

 

  (d)

No person other than the Reporting Person has the right to receive or the power to direct the receipt of dividends from, or the proceeds of the sale of, his Common Shares.

 

  (e)

Not applicable.

 

3

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: October 4, 2023

 

/s/ Daniel J. Ivascyn