0001225208-20-011751.txt : 20200922
0001225208-20-011751.hdr.sgml : 20200922
20200922173321
ACCESSION NUMBER: 0001225208-20-011751
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200922
DATE AS OF CHANGE: 20200922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITE JAMES N
CENTRAL INDEX KEY: 0001201720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39504
FILM NUMBER: 201190371
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD, SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Snowflake Inc.
CENTRAL INDEX KEY: 0001640147
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 460636374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 450 CONCAR DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94402
BUSINESS PHONE: 844-766-9355
MAIL ADDRESS:
STREET 1: 450 CONCAR DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94402
FORMER COMPANY:
FORMER CONFORMED NAME: Snowflake Computing, Inc.
DATE OF NAME CHANGE: 20150421
4
1
doc4.xml
X0306
4
2020-09-18
0001640147
Snowflake Inc.
SNOW
0001201720
WHITE JAMES N
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Class B Common Stock
2020-09-18
4
C
0
44028.0000
0.0000
A
Class A Common Stock
44028.0000
44028.0000
I
By Child (EET)
Class B Common Stock
2020-09-18
4
C
0
34794.0000
0.0000
A
Class A Common Stock
34794.0000
78822.0000
I
By Child (EET)
Class B Common Stock
2020-09-18
4
C
0
21178.0000
0.0000
A
Class A Common Stock
21178.0000
100000.0000
I
By Child (EET)
Series A Preferred Stock
2020-09-18
4
C
0
44028.0000
0.0000
D
Class B Common Stock
44028.0000
0.0000
I
By Child (EET)
Series B Preferred Stock
2020-09-18
4
C
0
21178.0000
0.0000
D
Class B Common Stock
21178.0000
0.0000
I
By Child (EET)
Series Seed Preferred Stock
2020-09-18
4
C
0
34794.0000
0.0000
D
Class B Common Stock
34794.0000
0.0000
I
By Child (EET)
Series B Preferred Stock
2020-09-18
4
C
0
21177.0000
0.0000
D
Class B Common Stock
21177.0000
0.0000
I
By Child (OET)
Series Seed Preferred Stock
2020-09-18
4
C
0
34795.0000
0.0000
D
Class B Common Stock
34795.0000
0.0000
I
By Child (OET)
Class B Common Stock
2020-09-18
4
C
0
44028.0000
0.0000
A
Class A Common Stock
44028.0000
44028.0000
I
By Child (SET)
Class B Common Stock
2020-09-18
4
C
0
34794.0000
0.0000
A
Class A Common Stock
34794.0000
78822.0000
I
By Child (SET)
Class B Common Stock
2020-09-18
4
C
0
21178.0000
0.0000
A
Class A Common Stock
21178.0000
100000.0000
I
By Child (SET)
Series A Preferred Stock
2020-09-18
4
C
0
44028.0000
0.0000
D
Class B Common Stock
44028.0000
0.0000
I
By Child (SET)
Series B Preferred Stock
2020-09-18
4
C
0
21178.0000
0.0000
D
Class B Common Stock
21178.0000
0.0000
I
By Child (SET)
Series Seed Preferred Stock
2020-09-18
4
C
0
34794.0000
0.0000
D
Class B Common Stock
34794.0000
0.0000
I
By Child (SET)
Class B Common Stock
2020-09-18
4
C
0
44028.0000
0.0000
A
Class A Common Stock
44028.0000
44028.0000
I
By Child (TET)
Class B Common Stock
2020-09-18
4
C
0
34795.0000
0.0000
A
Class A Common Stock
34795.0000
78823.0000
I
By Child (TET)
Class B Common Stock
2020-09-18
4
C
0
21177.0000
0.0000
A
Class A Common Stock
21177.0000
100000.0000
I
By Child (TET)
Series A Preferred Stock
2020-09-18
4
C
0
44028.0000
0.0000
D
Class B Common Stock
44028.0000
0.0000
I
By Child (TET)
Series B Preferred Stock
2020-09-18
4
C
0
21177.0000
0.0000
D
Class B Common Stock
21177.0000
0.0000
I
By Child (TET)
Series Seed Preferred Stock
2020-09-18
4
C
0
34795.0000
0.0000
D
Class B Common Stock
34795.0000
0.0000
I
By Child (TET)
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.
Multiple Forms Submitted
/s/ Kanwalpreet S. Kalra, by power of attorney
2020-09-22