0001225208-20-011751.txt : 20200922 0001225208-20-011751.hdr.sgml : 20200922 20200922173321 ACCESSION NUMBER: 0001225208-20-011751 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200922 DATE AS OF CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITE JAMES N CENTRAL INDEX KEY: 0001201720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 201190371 MAIL ADDRESS: STREET 1: 755 PAGE MILL ROAD, SUITE A-200 CITY: PALO ALTO STATE: CA ZIP: 94304-1005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 doc4.xml X0306 4 2020-09-18 0001640147 Snowflake Inc. SNOW 0001201720 WHITE JAMES N 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 1 Class B Common Stock 2020-09-18 4 C 0 44028.0000 0.0000 A Class A Common Stock 44028.0000 44028.0000 I By Child (EET) Class B Common Stock 2020-09-18 4 C 0 34794.0000 0.0000 A Class A Common Stock 34794.0000 78822.0000 I By Child (EET) Class B Common Stock 2020-09-18 4 C 0 21178.0000 0.0000 A Class A Common Stock 21178.0000 100000.0000 I By Child (EET) Series A Preferred Stock 2020-09-18 4 C 0 44028.0000 0.0000 D Class B Common Stock 44028.0000 0.0000 I By Child (EET) Series B Preferred Stock 2020-09-18 4 C 0 21178.0000 0.0000 D Class B Common Stock 21178.0000 0.0000 I By Child (EET) Series Seed Preferred Stock 2020-09-18 4 C 0 34794.0000 0.0000 D Class B Common Stock 34794.0000 0.0000 I By Child (EET) Series B Preferred Stock 2020-09-18 4 C 0 21177.0000 0.0000 D Class B Common Stock 21177.0000 0.0000 I By Child (OET) Series Seed Preferred Stock 2020-09-18 4 C 0 34795.0000 0.0000 D Class B Common Stock 34795.0000 0.0000 I By Child (OET) Class B Common Stock 2020-09-18 4 C 0 44028.0000 0.0000 A Class A Common Stock 44028.0000 44028.0000 I By Child (SET) Class B Common Stock 2020-09-18 4 C 0 34794.0000 0.0000 A Class A Common Stock 34794.0000 78822.0000 I By Child (SET) Class B Common Stock 2020-09-18 4 C 0 21178.0000 0.0000 A Class A Common Stock 21178.0000 100000.0000 I By Child (SET) Series A Preferred Stock 2020-09-18 4 C 0 44028.0000 0.0000 D Class B Common Stock 44028.0000 0.0000 I By Child (SET) Series B Preferred Stock 2020-09-18 4 C 0 21178.0000 0.0000 D Class B Common Stock 21178.0000 0.0000 I By Child (SET) Series Seed Preferred Stock 2020-09-18 4 C 0 34794.0000 0.0000 D Class B Common Stock 34794.0000 0.0000 I By Child (SET) Class B Common Stock 2020-09-18 4 C 0 44028.0000 0.0000 A Class A Common Stock 44028.0000 44028.0000 I By Child (TET) Class B Common Stock 2020-09-18 4 C 0 34795.0000 0.0000 A Class A Common Stock 34795.0000 78823.0000 I By Child (TET) Class B Common Stock 2020-09-18 4 C 0 21177.0000 0.0000 A Class A Common Stock 21177.0000 100000.0000 I By Child (TET) Series A Preferred Stock 2020-09-18 4 C 0 44028.0000 0.0000 D Class B Common Stock 44028.0000 0.0000 I By Child (TET) Series B Preferred Stock 2020-09-18 4 C 0 21177.0000 0.0000 D Class B Common Stock 21177.0000 0.0000 I By Child (TET) Series Seed Preferred Stock 2020-09-18 4 C 0 34795.0000 0.0000 D Class B Common Stock 34795.0000 0.0000 I By Child (TET) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. Multiple Forms Submitted /s/ Kanwalpreet S. Kalra, by power of attorney 2020-09-22