0001225208-20-011750.txt : 20200922 0001225208-20-011750.hdr.sgml : 20200922 20200922173319 ACCESSION NUMBER: 0001225208-20-011750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200922 DATE AS OF CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITE JAMES N CENTRAL INDEX KEY: 0001201720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 201190370 MAIL ADDRESS: STREET 1: 755 PAGE MILL ROAD, SUITE A-200 CITY: PALO ALTO STATE: CA ZIP: 94304-1005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 doc4.xml X0306 4 2020-09-18 0001640147 Snowflake Inc. SNOW 0001201720 WHITE JAMES N 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 1 Class B Common Stock 2020-09-18 4 C 0 44028.0000 0.0000 A Class A Common Stock 44028.0000 44028.0000 I By Child (OET) Class B Common Stock 2020-09-18 4 C 0 34795.0000 0.0000 A Class A Common Stock 34795.0000 78823.0000 I By Child (OET) Class B Common Stock 2020-09-18 4 C 0 21177.0000 0.0000 A Class A Common Stock 21177.0000 100000.0000 I By Child (OET) Series A Preferred Stock 2020-09-18 4 C 0 44028.0000 0.0000 D Class B Common Stock 44028.0000 0.0000 I By Child (OET) Class B Common Stock 2020-09-18 4 C 0 44028.0000 0.0000 A Class A Common Stock 44028.0000 44028.0000 I By Irrevocable Tr (WCT II) Class B Common Stock 2020-09-18 4 C 0 34794.0000 0.0000 A Class A Common Stock 34794.0000 78822.0000 I By Irrevocable Tr (WCT II) Class B Common Stock 2020-09-18 4 C 0 21178.0000 0.0000 A Class A Common Stock 21178.0000 100000.0000 I By Irrevocable Tr (WCT II) Series A Preferred Stock 2020-09-18 4 C 0 44028.0000 0.0000 D Class B Common Stock 44028.0000 0.0000 I By Irrevocable Tr (WCT II) Series B Preferred Stock 2020-09-18 4 C 0 21178.0000 0.0000 D Class B Common Stock 21178.0000 0.0000 I By Irrevocable Tr (WCT II) Series Seed Preferred Stock 2020-09-18 4 C 0 34794.0000 0.0000 D Class B Common Stock 34794.0000 0.0000 I By Irrevocable Tr (WCT II) Class B Common Stock 2020-09-18 4 C 0 14300.0000 0.0000 A Class A Common Stock 14300.0000 14300.0000 I By Irrevocable Trust (ST) Series D Preferred Stock 2020-09-18 4 C 0 14300.0000 0.0000 D Class B Common Stock 14300.0000 0.0000 I By Irrevocable Trust (ST) Class B Common Stock 2020-09-18 4 C 0 254828.0000 0.0000 A Class A Common Stock 254828.0000 254828.0000 I By Ltd Partnership (ROSE) Class B Common Stock 2020-09-18 4 C 0 225934.0000 0.0000 A Class A Common Stock 225934.0000 480762.0000 I By Ltd Partnership (ROSE) Class B Common Stock 2020-09-18 4 C 0 143800.0000 0.0000 A Class A Common Stock 143800.0000 624562.0000 I By Ltd Partnership (ROSE) Class B Common Stock 2020-09-18 4 C 0 117052.0000 0.0000 A Class A Common Stock 117052.0000 741614.0000 I By Ltd Partnership (ROSE) Class B Common Stock 2020-09-18 4 C 0 51800.0000 0.0000 A Class A Common Stock 51800.0000 793414.0000 I By Ltd Partnership (ROSE) Class B Common Stock 2020-09-18 4 C 0 25793.0000 0.0000 A Class A Common Stock 25793.0000 819207.0000 I By Ltd Partnership (ROSE) Class B Common Stock 2020-09-18 4 C 0 6146.0000 0.0000 A Class A Common Stock 6146.0000 825353.0000 I By Ltd Partnership (ROSE) Series A Preferred Stock 2020-09-18 4 C 0 143800.0000 0.0000 D Class B Common Stock 143800.0000 0.0000 I By Ltd Partnership (ROSE) Series B Preferred Stock 2020-09-18 4 C 0 51800.0000 0.0000 D Class B Common Stock 51800.0000 0.0000 I By Ltd Partnership (ROSE) Series C Preferred Stock 2020-09-18 4 C 0 225934.0000 0.0000 D Class B Common Stock 225934.0000 0.0000 I By Ltd Partnership (ROSE) Series D Preferred Stock 2020-09-18 4 C 0 117052.0000 0.0000 D Class B Common Stock 117052.0000 0.0000 I By Ltd Partnership (ROSE) Series E Preferred Stock 2020-09-18 4 C 0 6146.0000 0.0000 D Class B Common Stock 6146.0000 0.0000 I By Ltd Partnership (ROSE) Series F Preferred Stock 2020-09-18 4 C 0 254828.0000 0.0000 D Class B Common Stock 254828.0000 0.0000 I By Ltd Partnership (ROSE) Series G-1 Preferred Stock 2020-09-18 4 C 0 25793.0000 0.0000 D Class B Common Stock 25793.0000 0.0000 I By Ltd Partnership (ROSE) Series E Preferred Stock 2020-09-18 4 C 0 69370.0000 0.0000 D Class B Common Stock 69370.0000 0.0000 I By Ltd Partnership (SHV) Series F Preferred Stock 2020-09-18 4 C 0 2726595.0000 0.0000 D Class B Common Stock 2726595.0000 0.0000 I By Ltd Partnership (SHV) Series G-1 Preferred Stock 2020-09-18 4 C 0 727185.0000 0.0000 D Class B Common Stock 727185.0000 0.0000 I By Ltd Partnership (SHV) Series Seed Preferred Stock 2020-09-18 4 C 0 2121351.0000 0.0000 D Class B Common Stock 2121351.0000 0.0000 I By Ltd Partnership (SHV) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. Shares held by a trust for the benefit of the reporting person of which the reporting person is the sole trustee. Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Multiple Forms Submitted /s/ Kanwalpreet S. Kalra, by power of attorney 2020-09-22