0001423774-23-000023.txt : 20230202 0001423774-23-000023.hdr.sgml : 20230202 20230202164110 ACCESSION NUMBER: 0001423774-23-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALEY TIMOTHY M CENTRAL INDEX KEY: 0001201583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 23581481 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, 2-290 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wf-form4_167537405350360.xml FORM 4 X0306 4 2023-02-01 0 0001423774 ZUORA INC ZUO 0001201583 HALEY TIMOTHY M 2969 WOODSIDE ROAD WOODSIDE CA 94062 1 0 0 0 Class A Common Stock 2023-02-01 4 A 0 5486 0 A 37855 D Class A Common Stock 34246 I By Haley-McGourty Partners Class A Common Stock 156793 I By Haley-McGourty Family Trust U/D/T 9/27/96 Pursuant to Zuora's Non-Employee Director Compensation Program, the Reporting Person has elected to receive restricted stock units ("RSUs") in lieu of the cash compensation fees payable for services on Zuora's Board of Directors and any committees thereof. The number of RSUs granted to the Reporting Person represents the quotient of (i) all applicable annual retainer fees divided by (ii) the closing price of Zuora's Class A Common Stock on the date of grant. Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting. The RSUs vest as to 1/4 of the shares underlying the initial award on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, so long as the Reporting Person continues to provide services to Zuora through each such vesting date. /s/ Sylvia Lexington as attorney-in-fact for Timothy M. Haley 2023-02-02