0001209191-22-000534.txt : 20220104
0001209191-22-000534.hdr.sgml : 20220104
20220104135059
ACCESSION NUMBER: 0001209191-22-000534
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211123
FILED AS OF DATE: 20220104
DATE AS OF CHANGE: 20220104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KVAMME MARK
CENTRAL INDEX KEY: 0001201327
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 22505123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P.
CENTRAL INDEX KEY: 0001773441
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 22505126
BUSINESS ADDRESS:
STREET 1: 629 N. HIGH STREET, SIXTH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: 6142578243
MAIL ADDRESS:
STREET 1: 629 N. HIGH STREET, SIXTH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRIVE CAPITAL OVERDRIVE FUND I, L.P.
CENTRAL INDEX KEY: 0001773446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 22505127
BUSINESS ADDRESS:
STREET 1: 629 N. HIGH STREET, SIXTH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: 6142578243
MAIL ADDRESS:
STREET 1: 629 N. HIGH STREET, SIXTH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drive Capital I (GP) LLC
CENTRAL INDEX KEY: 0001867317
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 22505122
BUSINESS ADDRESS:
STREET 1: 629 N. HIGH STREET, 6TH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: 415-694-9581
MAIL ADDRESS:
STREET 1: 629 N. HIGH STREET, 6TH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drive Capital Overdrive Fund I (GP), LLC
CENTRAL INDEX KEY: 0001830378
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 22505125
BUSINESS ADDRESS:
STREET 1: 629 N. HIGH STREET, 6TH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: 415-694-9581
MAIL ADDRESS:
STREET 1: 629 N. HIGH STREET, 6TH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DC I Investment LLC
CENTRAL INDEX KEY: 0001830765
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 22505124
BUSINESS ADDRESS:
STREET 1: 629 N. HIGH STREET, 6TH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: 415-694-9581
MAIL ADDRESS:
STREET 1: 629 N. HIGH STREET, 6TH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Root, Inc.
CENTRAL INDEX KEY: 0001788882
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 842717903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: (614) 591-4568
MAIL ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
FORMER COMPANY:
FORMER CONFORMED NAME: Root Stockholdings, Inc.
DATE OF NAME CHANGE: 20190919
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-11-23
2021-11-24
0
0001788882
Root, Inc.
ROOT
0001773446
DRIVE CAPITAL OVERDRIVE FUND I, L.P.
629 N. HIGH STREET, 6TH FLOOR
COLUMBUS
OH
43215
0
0
1
0
0001773441
DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P.
629 N. HIGH STREET, 6TH FLOOR
COLUMBUS
OH
43215
0
0
1
0
0001830378
Drive Capital Overdrive Fund I (GP), LLC
629 N. HIGH STREET, 6TH FLOOR
COLUMBUS
OH
43215
0
0
1
0
0001830765
DC I Investment LLC
629 N. HIGH STREET, 6TH FLOOR
COLUMBUS
OH
43215
0
0
1
0
0001201327
KVAMME MARK
629 N. HIGH STREET, 6TH FLOOR
COLUMBUS
OH
43215
0
0
1
0
0001867317
Drive Capital I (GP) LLC
629 N. HIGH STREET, 6TH FLOOR
COLUMBUS
OH
0
0
1
0
Class A Common Stock
2021-11-23
4
C
0
10100000
A
10100000
I
See Footnote
Class A Common Stock
2021-11-23
4
J
0
10100000
0.00
D
0
I
See Footnote
Class A Common Stock
452721
I
See Footnote
Class B Common Stock
2021-11-23
4
C
0
10100000
0.00
D
Class A Common Stock
10100000
25980779
I
See Footnote
Class B Common Stock
Class A Common Stock
2024456
2024456
I
See Footnote
Class B Common Stock
Class A Common Stock
978891
978891
I
See Footnote
Class B Common Stock
Class A Common Stock
28683
28683
I
See Footnote
These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.
The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.
Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis.
The shares are held of record by Drive Capital I (GP), LLC ("GP I"). Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of GP I and share voting and dispositive power with respect to the shares held of record by GP I. Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
This Form 4 Amendment is being filed to include in Table I as a "holding" the 452,721 shares of Class A Common Stock held by Drive Capital I (GP), LLC, which were inadvertently omitted from the original filing. No transaction in securities was unreported at the time of the prior filing.
This Form 4 is one of two Form 4s filed with respect to the conversion and in-kind distribution of these shares. The Reporting Person for the other Form 4 is Christopher Olsen.
Drive Capital Overdrive Fund I, L.P., by: Drive Capital Overdrive Fund I (GP), LLC, its: General Partner, by: /s/ Christopher Olsen, Managing Member
2022-01-03
Drive Capital Overdrive Fund I (TE), L.P., by: Drive Capital Overdrive Fund I (GP), LLC, its General Partner, by: /s/ Christopher Olsen, Managing Member
2022-01-03
Drive Capital Overdrive Fund I (GP), LLC, by: /s/ Christopher Olsen, Managing Member
2022-01-03
DC I Investment LLC, by: Christopher Olsen, Managing Director
2022-01-03
/s/ Mark Kvamme
2022-01-03
Drive Capital I (GP), LLC, by: /s/ Christopher Olsen, Managing Member
2022-01-03