0001628280-21-018695.txt : 20210915
0001628280-21-018695.hdr.sgml : 20210915
20210915161500
ACCESSION NUMBER: 0001628280-21-018695
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210913
FILED AS OF DATE: 20210915
DATE AS OF CHANGE: 20210915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CODD RONALD E F
CENTRAL INDEX KEY: 0001201177
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36121
FILM NUMBER: 211255573
MAIL ADDRESS:
STREET 1: C/O INTERWOVEN INC
STREET 2: 803 11TH AVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VEEVA SYSTEMS INC
CENTRAL INDEX KEY: 0001393052
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 208235463
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 4280 HACIENDA DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-264-8887
MAIL ADDRESS:
STREET 1: 4280 HACIENDA DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: VERTICALS ONDEMAND INC
DATE OF NAME CHANGE: 20070313
4
1
wf-form4_163173688466366.xml
FORM 4
X0306
4
2021-09-13
0
0001393052
VEEVA SYSTEMS INC
VEEV
0001201177
CODD RONALD E F
C/O VEEVA SYSTEMS INC.
4280 HACIENDA DRIVE
PLEASANTON
CA
94588
1
0
0
0
Class A Common Stock
2021-09-13
4
C
0
23125
0
A
23900
D
Class A Common Stock
2021-09-13
4
S
0
22713
299.2379
D
1187
D
Class A Common Stock
2021-09-13
4
S
0
412
300.0257
D
775
D
Class A Common Stock
14982
I
By Codd Revocable Trust dtd 03/06/98
Stock Option (right to purchase)
1.11
2021-09-13
4
M
0
23125
0
D
2022-03-01
Class B Common Stock
23125.0
23125
D
Class B Common Stock
2021-09-13
4
A
0
23125
0
A
Class A Common Stock
23125.0
23125
D
Class B Common Stock
2021-09-13
4
C
0
23125
0
D
Class A Common Stock
23125.0
0
D
Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $299.0000 to $299.9900 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.0000 to $300.1000 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust.
The option shares are fully vested and may be exercised at any time.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.
/s/ Meaghan S. Nelson, attorney-in-fact
2021-09-15