0001209191-21-063951.txt : 20211110 0001209191-21-063951.hdr.sgml : 20211110 20211110185358 ACCESSION NUMBER: 0001209191-21-063951 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CODD RONALD E F CENTRAL INDEX KEY: 0001201177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 211398346 MAIL ADDRESS: STREET 1: C/O INTERWOVEN INC STREET 2: 803 11TH AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mandiant, Inc. CENTRAL INDEX KEY: 0001370880 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 201548921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-321-6300 MAIL ADDRESS: STREET 1: 601 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: FireEye, Inc. DATE OF NAME CHANGE: 20130625 FORMER COMPANY: FORMER CONFORMED NAME: FireEye Inc DATE OF NAME CHANGE: 20060728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-08 0 0001370880 Mandiant, Inc. MNDT 0001201177 CODD RONALD E F C/O MANDIANT, INC. 601 MCCARTHY BLVD. MILPITAS CA 95035 1 0 0 0 Common Stock 2021-11-08 4 M 0 40000 2.48 A 45075 D Common Stock 2021-11-08 4 S 0 40000 18.0491 D 5075 D Common Stock 136625 I See Footnote Employee Stock Option (right to buy) 2.48 2021-11-08 4 M 0 40000 0.00 D 2022-09-11 Common Stock 40000 78000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Shares held of record by the Codd Revocable Trust Dtd March 6, 1998, for which the Reporting Person serves as a trustee. The shares subject to this option are fully vested and exercisable. Ashlyn Perry, Attorney-in-Fact 2021-11-10