0001209191-17-051540.txt : 20170906
0001209191-17-051540.hdr.sgml : 20170906
20170906141925
ACCESSION NUMBER: 0001209191-17-051540
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170906
FILED AS OF DATE: 20170906
DATE AS OF CHANGE: 20170906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CODD RONALD E F
CENTRAL INDEX KEY: 0001201177
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36071
FILM NUMBER: 171071033
MAIL ADDRESS:
STREET 1: C/O INTERWOVEN INC
STREET 2: 803 11TH AVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocket Fuel Inc.
CENTRAL INDEX KEY: 0001477200
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 300472319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 SEAPORT BLVD, SUITE 400
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-595-1300
MAIL ADDRESS:
STREET 1: 2000 SEAPORT BLVD, SUITE 400
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: Rocket Fuel, Inc.
DATE OF NAME CHANGE: 20091119
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-06
1
0001477200
Rocket Fuel Inc.
FUEL
0001201177
CODD RONALD E F
2000 SEAPORT BLVD., SUITE 400
REDWOOD CITY
CA
94063
1
0
0
0
Common Stock
2017-09-06
4
D
0
13905
D
0
D
Common Stock
2017-09-06
4
D
0
100000
D
0
I
See footnote
Employee Stock Option (right to buy)
29.00
2017-09-06
4
D
0
3750
0.00
D
2023-09-19
Common Stock
3750
0
D
Employee Stock Option (right to buy)
23.59
2017-09-06
4
D
0
6000
0.00
D
2024-06-09
Common Stock
6000
0
D
Employee Stock Option (right to buy)
8.47
2017-09-06
4
D
0
17582
0.00
D
2025-06-08
Common Stock
17582
0
D
Employee Stock Option (right to buy)
2.24
2017-09-06
4
D
0
67060
0.00
D
2026-06-14
Common Stock
67060
0
D
Employee Stock Option (right to buy)
2.68
2017-09-06
4
D
0
55090
0.00
D
2027-06-13
Common Stock
55090
0
D
Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
Held of record by The Codd Revocable Trust dated March 6, 1998, as to which the Reporting Person shares voting and investment power with his spouse as co-trustee.
Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
This Form 4 reports securities disposed pursuant to the terms of an Agreement and Plan of Merger dated as of July 17, 2017 (the "Merger Agreement"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 18, 2017, and by which the Issuer became a wholly-owned subsidiary (the "Merger") of Sizmek Inc. ("Parent").
/s/ Jeff Mitchell, as Attorney-in-Fact
2017-09-06