0001209191-17-051540.txt : 20170906 0001209191-17-051540.hdr.sgml : 20170906 20170906141925 ACCESSION NUMBER: 0001209191-17-051540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170906 DATE AS OF CHANGE: 20170906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CODD RONALD E F CENTRAL INDEX KEY: 0001201177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 171071033 MAIL ADDRESS: STREET 1: C/O INTERWOVEN INC STREET 2: 803 11TH AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Fuel Inc. CENTRAL INDEX KEY: 0001477200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 300472319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 SEAPORT BLVD, SUITE 400 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-595-1300 MAIL ADDRESS: STREET 1: 2000 SEAPORT BLVD, SUITE 400 CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Rocket Fuel, Inc. DATE OF NAME CHANGE: 20091119 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-06 1 0001477200 Rocket Fuel Inc. FUEL 0001201177 CODD RONALD E F 2000 SEAPORT BLVD., SUITE 400 REDWOOD CITY CA 94063 1 0 0 0 Common Stock 2017-09-06 4 D 0 13905 D 0 D Common Stock 2017-09-06 4 D 0 100000 D 0 I See footnote Employee Stock Option (right to buy) 29.00 2017-09-06 4 D 0 3750 0.00 D 2023-09-19 Common Stock 3750 0 D Employee Stock Option (right to buy) 23.59 2017-09-06 4 D 0 6000 0.00 D 2024-06-09 Common Stock 6000 0 D Employee Stock Option (right to buy) 8.47 2017-09-06 4 D 0 17582 0.00 D 2025-06-08 Common Stock 17582 0 D Employee Stock Option (right to buy) 2.24 2017-09-06 4 D 0 67060 0.00 D 2026-06-14 Common Stock 67060 0 D Employee Stock Option (right to buy) 2.68 2017-09-06 4 D 0 55090 0.00 D 2027-06-13 Common Stock 55090 0 D Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement. Held of record by The Codd Revocable Trust dated March 6, 1998, as to which the Reporting Person shares voting and investment power with his spouse as co-trustee. Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement. This Form 4 reports securities disposed pursuant to the terms of an Agreement and Plan of Merger dated as of July 17, 2017 (the "Merger Agreement"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 18, 2017, and by which the Issuer became a wholly-owned subsidiary (the "Merger") of Sizmek Inc. ("Parent"). /s/ Jeff Mitchell, as Attorney-in-Fact 2017-09-06