0001144204-18-048145.txt : 20180905 0001144204-18-048145.hdr.sgml : 20180905 20180905172753 ACCESSION NUMBER: 0001144204-18-048145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20180905 DATE AS OF CHANGE: 20180905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRATE DARRELL W CENTRAL INDEX KEY: 0001201028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37522 FILM NUMBER: 181056095 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Easterly Acquisition Corp. CENTRAL INDEX KEY: 0001641197 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 473864814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 205 HUDSON STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 646-712-8300 MAIL ADDRESS: STREET 1: 205 HUDSON STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 4 1 tv502404_form4.xml FORM 4 X0306 4 2018-08-31 0 0001641197 Easterly Acquisition Corp. EACQ 0001201028 CRATE DARRELL W 138 CONANT STREET BEVERLY MA 01915 1 0 1 0 Common Stock 4928000 I See footnote Warrants 11.50 2018-08-31 4 P 0 37394 1.21 A Common Stock 37394 37394 D Warrants 11.50 2018-09-04 4 P 0 84106 1.27 A Common Stock 84106 121500 D Shares of Common Stock are held by Easterly Acquisition Sponsor, LLC. David Cody, Darrell Crate and Avshalom Kalichstein together have sole voting and investment power over the shares held by Easterly Acquisition Sponsor, LLC. The Warrants are exercisable 30 days after Easterly Acquisition Corp. completes its initial business combination and will be exercisable for a period of 5 years after the date that such initial business combination is completed or earlier upon redemption. /s/ Darrell W. Crate 2018-09-05