0000899243-16-031915.txt : 20161018
0000899243-16-031915.hdr.sgml : 20161018
20161018195835
ACCESSION NUMBER: 0000899243-16-031915
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161018
DATE AS OF CHANGE: 20161018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSC Communications, Inc.
CENTRAL INDEX KEY: 0001669812
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 364829580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 844-572-5720
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAMILTON JUDITH H
CENTRAL INDEX KEY: 0001201002
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37729
FILM NUMBER: 161941706
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2016-10-01
2016-10-03
0
0001669812
LSC Communications, Inc.
LKSD
0001201002
HAMILTON JUDITH H
C/O LSC COMMUNICATIONS, INC.
35 WEST WACKER DRIVE
CHICAGO
IL
60601
1
0
0
0
Common Stock
24182
D
Restricted Stock Units
Common Stock
10359
D
Reporting Person is filing an amendment to her Form 3, which was filed on October 3, 2016, in order to update the number of securities beneficially owned as of the date of the event requiring the statement. This amount includes 9,027 shares of common stock of LSC Communications, Inc. ("LSC") and 15,155 restricted stock units, which are reflected as beneficially owned and reported as shares of LSC common stock. The number of restricted stock units was determined pursuant to an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among R. R. Donnelley & Sons Company ("RRD"), LSC, and Donnelley Financial Solutions, Inc. ("DFS"), and gives effect to the distribution by RRD of 80.75% of the common stock of each LSC and DFS (collectively, the "Spinoffs"), which occurred on October 1, 2016.
Reporting Person is filing an amendment to her Form 3, which was filed on October 3, 2016, in order to update the number of shares underlying derivative securities as of the date of the event requiring the statement. These restricted stock units are reported in Table II because they may be paid by the Company in either stock or cash at its option. These restricted stock units are payable in shares of common stock or cash when the Reporting Person ceases to be a director. Such restricted stock units vested prior to the date of the event requiring this statement. The number of restricted stock units was determined pursuant to an equitable adjustment in the Separation and Distribution Agreement and such units have been converted into restricted stock units over LSC common stock to give effect to the Spinoffs.
One restricted stock unit is equal to one share of LSC common stock or the closing price of one share of LSC common stock on the NYSE on the Reporting Person's last day as a director of LSC.
Judith H. Hamilton became a Director of LSC Communications, Inc. on October 1, 2016.
/s/ Suzanne S. Bettman, Suzanne S. Bettman, Attorney-In-Fact for Judith H. Hamilton
2016-10-18