0000899243-16-031915.txt : 20161018 0000899243-16-031915.hdr.sgml : 20161018 20161018195835 ACCESSION NUMBER: 0000899243-16-031915 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSC Communications, Inc. CENTRAL INDEX KEY: 0001669812 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 364829580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 844-572-5720 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMILTON JUDITH H CENTRAL INDEX KEY: 0001201002 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37729 FILM NUMBER: 161941706 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2016-10-01 2016-10-03 0 0001669812 LSC Communications, Inc. LKSD 0001201002 HAMILTON JUDITH H C/O LSC COMMUNICATIONS, INC. 35 WEST WACKER DRIVE CHICAGO IL 60601 1 0 0 0 Common Stock 24182 D Restricted Stock Units Common Stock 10359 D Reporting Person is filing an amendment to her Form 3, which was filed on October 3, 2016, in order to update the number of securities beneficially owned as of the date of the event requiring the statement. This amount includes 9,027 shares of common stock of LSC Communications, Inc. ("LSC") and 15,155 restricted stock units, which are reflected as beneficially owned and reported as shares of LSC common stock. The number of restricted stock units was determined pursuant to an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among R. R. Donnelley & Sons Company ("RRD"), LSC, and Donnelley Financial Solutions, Inc. ("DFS"), and gives effect to the distribution by RRD of 80.75% of the common stock of each LSC and DFS (collectively, the "Spinoffs"), which occurred on October 1, 2016. Reporting Person is filing an amendment to her Form 3, which was filed on October 3, 2016, in order to update the number of shares underlying derivative securities as of the date of the event requiring the statement. These restricted stock units are reported in Table II because they may be paid by the Company in either stock or cash at its option. These restricted stock units are payable in shares of common stock or cash when the Reporting Person ceases to be a director. Such restricted stock units vested prior to the date of the event requiring this statement. The number of restricted stock units was determined pursuant to an equitable adjustment in the Separation and Distribution Agreement and such units have been converted into restricted stock units over LSC common stock to give effect to the Spinoffs. One restricted stock unit is equal to one share of LSC common stock or the closing price of one share of LSC common stock on the NYSE on the Reporting Person's last day as a director of LSC. Judith H. Hamilton became a Director of LSC Communications, Inc. on October 1, 2016. /s/ Suzanne S. Bettman, Suzanne S. Bettman, Attorney-In-Fact for Judith H. Hamilton 2016-10-18