0000950103-21-002446.txt : 20210217
0000950103-21-002446.hdr.sgml : 20210217
20210217200322
ACCESSION NUMBER: 0000950103-21-002446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCNAMARA KEVIN M
CENTRAL INDEX KEY: 0001200996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 21647132
MAIL ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Signify Health, Inc.
CENTRAL INDEX KEY: 0001828182
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 CONNECTICUT AVENUE
CITY: NORWALK
STATE: CT
ZIP: 06854
BUSINESS PHONE: (203) 541-4600
MAIL ADDRESS:
STREET 1: 800 CONNECTICUT AVENUE
CITY: NORWALK
STATE: CT
ZIP: 06854
4
1
dp146249_4-mcnamara.xml
FORM 4
X0306
4
2021-02-12
0
0001828182
Signify Health, Inc.
SGFY
0001200996
MCNAMARA KEVIN M
C/O SIGNIFY HEALTH, INC.
800 CONNECTICUT AVENUE
NORWALK
CT
06854
1
0
0
0
Class B Common Stock
2021-02-12
4
A
0
1260850
0.01
A
1260850
D
Class A Common Stock
2021-02-16
4
A
0
7916
0
A
7916
D
LLC Units in Cure Aggregator, LLC
2021-02-12
4
A
0
1030500
0
A
Class A Common Stock
1030500
1030500
D
LLC Units in Cure Aggregator, LLC
2021-02-12
4
A
0
230350
0
A
Class A Common Stock
230350
230350
D
These securities were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by the reporting person in Cure Aggregator, LLC.
Represents a grant of restricted stock units on February 16, 2021 that will vest on the first anniversary of the grant date and settle on a deferred basis upon a separation from service.
The LLC Units service-vested 75% on December 31, 2018, with the remaining 25% service-vesting in equal installments on each of January 1, 2020, 2021, 2022 and 2023, and performance-vest based on the achievement by New Mountain Capital, LLC and its affiliates of specified cash-on-cash return thresholds. Upon vesting, each LLC Unit may be converted by the holder into an LLC Unit of Cure TopCo, LLC, which may thereafter be redeemed for, together with the cancellation of a share of Class B common stock, one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire.
The LLC Units are fully vested and may be converted by the holder into an LLC Unit of Cure TopCo, LLC, which may thereafter be redeemed for, together with the cancellation of a share of Class B common stock, one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire.
/s/ Adam McAnaney as Attorney-in-Fact for Kevin M. McNamara
2021-02-17