0001209191-16-129756.txt : 20160627 0001209191-16-129756.hdr.sgml : 20160627 20160627182848 ACCESSION NUMBER: 0001209191-16-129756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160627 DATE AS OF CHANGE: 20160627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOBILEIRON, INC. CENTRAL INDEX KEY: 0001470099 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260866846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 415 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-919-8100 MAIL ADDRESS: STREET 1: 415 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER COMPANY: FORMER CONFORMED NAME: MOBILE IRON, INC. DATE OF NAME CHANGE: 20110603 FORMER COMPANY: FORMER CONFORMED NAME: Mobile Iron, Inc. DATE OF NAME CHANGE: 20090811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARG GAURAV CENTRAL INDEX KEY: 0001200929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36471 FILM NUMBER: 161734365 MAIL ADDRESS: STREET 1: C/O RUCKUS WIRELESS, INC. STREET 2: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-23 0 0001470099 MOBILEIRON, INC. MOBL 0001200929 GARG GAURAV C/O MOBILEIRON, INC. 415 EAST MIDDLEFIELD ROAD MOUNTAIN VIEW CA 94043 1 0 0 0 Common Stock 2016-06-23 4 A 0 54687 0.00 A 68424 D Common Stock 422396 I By Partnership Common Stock 309181 I By Trust Common Stock 14208 I By Trust Common Stock 14208 I By Trust Represents shares subject to the restricted stock units ("RSUs"). The RSUs will vest fully on June 23, 2017 (the "Vesting Date"), subject to the Director's Continuous Service (as defined in MobileIron's Amended and Restated 2014 Equity Incentive Plan, or, the "Plan") on the Vesting Date; provided that if the Director voluntarily resigns as a Director other than for Cause (as defined in the Plan), then the RSUs will vest as of the effective date of the resignation as to 1/365th of the RSUs multiplied by the number of full days of the Director's service between June 23, 2016 and the effective date of the resignation. In addition, in the event of a Change in Control or a Corporate Transaction (each, as defined in the Plan), any unvested portion of the RSUs will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Director's Continuous Service on the effective date of such Change of Control or Corporate Transaction. Shares are held directly by Hilltop Family Partners, LP, of which Reporting Person and his spouse are General Partners. Shares are held directly by Gaurav Garg and Komal Shah Trust U/T/A Dated April 27, 2000, of which Reporting Person is a Co-Trustee. Shares are held directly by The 2010 Garg/Shah GRAT Number Eleven U/T/A 06/04/10, of which Reporting Person is a Co-Trustee. Shares are held directly by The 2010 Garg/Shah GRAT Number Twelve U/T/A 06/04/10, of which Reporting Person is a Co-Trustee. Gaurav Garg, by /s/ Ron A. Metzger, Attorney-in-Fact 2016-06-27