0001209191-16-124052.txt : 20160527
0001209191-16-124052.hdr.sgml : 20160527
20160527163209
ACCESSION NUMBER: 0001209191-16-124052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160527
FILED AS OF DATE: 20160527
DATE AS OF CHANGE: 20160527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RUCKUS WIRELESS INC
CENTRAL INDEX KEY: 0001294016
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 542072041
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 WEST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 650-265-4200
MAIL ADDRESS:
STREET 1: 350 WEST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: Video54 Technologies Inc
DATE OF NAME CHANGE: 20040616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARG GAURAV
CENTRAL INDEX KEY: 0001200929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35734
FILM NUMBER: 161682809
MAIL ADDRESS:
STREET 1: C/O RUCKUS WIRELESS, INC.
STREET 2: 350 WEST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-27
1
0001294016
RUCKUS WIRELESS INC
RKUS
0001200929
GARG GAURAV
C/O RUCKUS WIRELESS, INC.
350 WEST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2016-05-27
4
D
0
368454
D
0
D
Common Stock
2016-05-27
4
D
0
16588
D
0
I
By Gaurav Garg and Komal Shah, Trustees of the 2010 Garg/Shah GRAT Number Four
Common Stock
2016-05-27
4
D
0
16588
D
0
I
By Gaurav Garg and Komal Shah, Trustees of the 2010 Garg/Shah GRAT Number Three
Common Stock
2016-05-27
4
D
0
122436
D
0
I
By Gaurav Garg and Komal Shah Trust U/T/A Dated April 27, 2000
Common Stock
2016-05-27
4
D
0
338
D
0
I
Hilltop Family Partnership, L.P.
Stock Option (Right to Buy)
15.00
2016-05-27
4
D
0
150000
D
2022-11-14
Common Stock
150000
0
D
Stock Option (Right to Buy)
16.19
2016-05-27
4
D
0
30000
D
2023-10-24
Common Stock
30000
0
D
Stock Option (Right to Buy)
10.33
2016-05-27
4
D
0
30000
D
2024-06-03
Common Stock
30000
0
D
Stock Option (Right to Buy)
11.37
2016-05-27
4
D
0
30000
D
2025-06-09
Common Stock
30000
0
D
Disposed of pursuant to the Agreement and Plan of Merger by and among Brocade Communications Systems, Inc. ("Brocade"), Stallion Merger Sub Inc. (a wholly owned subsidiary of Brocade) and Issuer, dated as of April 3, 2016 (the "Merger Agreement"), whereby each share of Issuer common stock was exchanged for per share consideration of $6.45 in cash and 0.75 of a share of Brocade common stock, with any fractional shares being paid in cash as provided in the Merger Agreement.
Disposed of pursuant to Section 3.11(i) of the Merger Agreement, whereby each Issuer vested out-of-the-money stock option was cancelled and exchanged for an amount in cash equal to the Black-Scholes Option Value (as defined in the Merger Agreement).
Disposed of pursuant to Section 3.11(a) of the Merger Agreement, whereby each Issuer vested in-the-money stock option was cancelled and exchanged for an amount in cash, less any applicable tax withholdings, equal to the product of (i) the number of Issuer shares subject to the Issuer vested in-the-money stock option, multiplied by (ii) the Equity Award Cash Consideration (as defined in the Merger Agreement), less the per share exercise price of the Issuer vested in-the-money stock option.
/s/ Seamus Hennessy, as attorney in fact
2016-05-27