0001209191-16-124052.txt : 20160527 0001209191-16-124052.hdr.sgml : 20160527 20160527163209 ACCESSION NUMBER: 0001209191-16-124052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160527 FILED AS OF DATE: 20160527 DATE AS OF CHANGE: 20160527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUCKUS WIRELESS INC CENTRAL INDEX KEY: 0001294016 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 542072041 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 650-265-4200 MAIL ADDRESS: STREET 1: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: Video54 Technologies Inc DATE OF NAME CHANGE: 20040616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARG GAURAV CENTRAL INDEX KEY: 0001200929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35734 FILM NUMBER: 161682809 MAIL ADDRESS: STREET 1: C/O RUCKUS WIRELESS, INC. STREET 2: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-27 1 0001294016 RUCKUS WIRELESS INC RKUS 0001200929 GARG GAURAV C/O RUCKUS WIRELESS, INC. 350 WEST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2016-05-27 4 D 0 368454 D 0 D Common Stock 2016-05-27 4 D 0 16588 D 0 I By Gaurav Garg and Komal Shah, Trustees of the 2010 Garg/Shah GRAT Number Four Common Stock 2016-05-27 4 D 0 16588 D 0 I By Gaurav Garg and Komal Shah, Trustees of the 2010 Garg/Shah GRAT Number Three Common Stock 2016-05-27 4 D 0 122436 D 0 I By Gaurav Garg and Komal Shah Trust U/T/A Dated April 27, 2000 Common Stock 2016-05-27 4 D 0 338 D 0 I Hilltop Family Partnership, L.P. Stock Option (Right to Buy) 15.00 2016-05-27 4 D 0 150000 D 2022-11-14 Common Stock 150000 0 D Stock Option (Right to Buy) 16.19 2016-05-27 4 D 0 30000 D 2023-10-24 Common Stock 30000 0 D Stock Option (Right to Buy) 10.33 2016-05-27 4 D 0 30000 D 2024-06-03 Common Stock 30000 0 D Stock Option (Right to Buy) 11.37 2016-05-27 4 D 0 30000 D 2025-06-09 Common Stock 30000 0 D Disposed of pursuant to the Agreement and Plan of Merger by and among Brocade Communications Systems, Inc. ("Brocade"), Stallion Merger Sub Inc. (a wholly owned subsidiary of Brocade) and Issuer, dated as of April 3, 2016 (the "Merger Agreement"), whereby each share of Issuer common stock was exchanged for per share consideration of $6.45 in cash and 0.75 of a share of Brocade common stock, with any fractional shares being paid in cash as provided in the Merger Agreement. Disposed of pursuant to Section 3.11(i) of the Merger Agreement, whereby each Issuer vested out-of-the-money stock option was cancelled and exchanged for an amount in cash equal to the Black-Scholes Option Value (as defined in the Merger Agreement). Disposed of pursuant to Section 3.11(a) of the Merger Agreement, whereby each Issuer vested in-the-money stock option was cancelled and exchanged for an amount in cash, less any applicable tax withholdings, equal to the product of (i) the number of Issuer shares subject to the Issuer vested in-the-money stock option, multiplied by (ii) the Equity Award Cash Consideration (as defined in the Merger Agreement), less the per share exercise price of the Issuer vested in-the-money stock option. /s/ Seamus Hennessy, as attorney in fact 2016-05-27