0001181431-13-027085.txt : 20130510 0001181431-13-027085.hdr.sgml : 20130510 20130510165139 ACCESSION NUMBER: 0001181431-13-027085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130508 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TETI NICHOLAS CENTRAL INDEX KEY: 0001200882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 13834198 MAIL ADDRESS: STREET 1: 5540 EKWILL ST CITY: SANTA BARBARA STATE: CA ZIP: 93111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnteroMedics Inc CENTRAL INDEX KEY: 0001371217 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 MAIL ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 4 1 rrd379203.xml TETI FORM 4 MAY 2013 OPT GRANT X0306 4 2013-05-08 0 0001371217 EnteroMedics Inc ETRM 0001200882 TETI NICHOLAS 2800 PATTON ROAD MINNEAPOLIS MN 55113 1 0 0 0 Common Stock 10840 D Stock Option (right to buy) 44.77 2007-04-27 2017-04-27 Common Stock 4578 4578 D Stock Option (right to buy) 26.41 2008-05-06 2018-05-06 Common Stock 1666 1666 D Stock Option (right to buy) 11.58 2009-05-05 2019-05-05 Common Stock 1666 1666 D Stock Option (right to buy) 13.80 2009-05-28 2019-05-28 Common Stock 25000 25000 D Stock Option (right to buy) 3.24 2010-02-10 2020-02-10 Common Stock 12500 12500 D Stock Option (right to buy) 2.52 2010-05-06 2020-05-06 Common Stock 1666 1666 D Up Front Warrant 2.15 2016-03-29 Common Stock 10840 10840 D Stock Option (Right to Buy) 2.63 2011-05-05 2021-05-05 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.77 2012-05-09 2022-05-09 Common Stock 10000 10000 D Stock Option (Right to Buy) 0.88 2013-05-08 4 A 0 10000 0.00 A 2013-05-08 2023-05-08 Common Stock 10000 10000 D Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month. Vests in cumulative installments of 1/36th per month beginning the date shown. 25,0000 shares vest immediately and the remaining 50,000 shares vest in cumulative installments of 1/36th per month beginning 3/10/2010. Exercisable six months from the date of issuance on 9/29/2010. /s/ Greg S. Lea, Attorney-in-Fact for Nicholas L. Teti 2013-05-10