0001193805-15-001774.txt : 20151028 0001193805-15-001774.hdr.sgml : 20151028 20151028184425 ACCESSION NUMBER: 0001193805-15-001774 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151027 FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rand Logistics, Inc. CENTRAL INDEX KEY: 0001294250 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 201195343 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 212-644-3450 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10110 FORMER COMPANY: FORMER CONFORMED NAME: Rand Acquisition CORP DATE OF NAME CHANGE: 20040618 FORMER COMPANY: FORMER CONFORMED NAME: Grand Slam Acquisition CORP DATE OF NAME CHANGE: 20040617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY LAURENCE S CENTRAL INDEX KEY: 0001200822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33345 FILM NUMBER: 151181376 MAIL ADDRESS: STREET 1: C/O HYDE PARK HOLDINGS INC STREET 2: 461 FIFTH AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 e614220_form4-laurence.xml OWNERSHIP DOCUMENT X0306 4 2015-10-27 0 0001294250 Rand Logistics, Inc. RLOG 0001200822 LEVY LAURENCE S C/O RAND LOGISTICS, INC. 500 FIFTH AVENUE, 50TH FLOOR NEW YORK NY 10110 1 0 0 0 Common Stock 2015-10-27 4 A 0 82157 0 A 442017 D Common Stock 789694 I See footnote These shares were awarded to the reporting person pursuant to the Issuer's 2007 Long-Term Incentive Plan and the Employment Agreement dated June 12, 2013, as amended on November 5, 2014, and the Letter Agreement dated June 24, 2015. These shares of common stock are owned indirectly by Rand Management LLC. The sole member of Rand Management LLC is the Laurence Levy Irrevocable Trust, a trust established for the benefit of Laurence Levy's children. Mr. Levy is the trustee of the Laurence Levy Irrevocable Trust. /s/ Laurence S. Levy 2015-10-28