0001493152-21-017325.txt : 20210720 0001493152-21-017325.hdr.sgml : 20210720 20210720160609 ACCESSION NUMBER: 0001493152-21-017325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210716 FILED AS OF DATE: 20210720 DATE AS OF CHANGE: 20210720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PFENNIGER RICHARD C JR CENTRAL INDEX KEY: 0001200796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38418 FILM NUMBER: 211101155 MAIL ADDRESS: STREET 1: OPKO HEALTH, INC. STREET 2: 4400 BISCAYNE BLVD. CITY: MIAMI STATE: FL ZIP: 33137 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cocrystal Pharma, Inc. CENTRAL INDEX KEY: 0001412486 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 352528215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19805 N. CREEK PARKWAY CITY: BOTHELL STATE: WA ZIP: 98011 BUSINESS PHONE: (786) 459-1831 MAIL ADDRESS: STREET 1: 19805 N. CREEK PARKWAY CITY: BOTHELL STATE: WA ZIP: 98011 FORMER COMPANY: FORMER CONFORMED NAME: BIOZONE PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20110304 FORMER COMPANY: FORMER CONFORMED NAME: International Surf Resorts, Inc. DATE OF NAME CHANGE: 20070917 4 1 ownership.xml X0306 4 2021-07-16 0 0001412486 Cocrystal Pharma, Inc. COCP 0001200796 PFENNIGER RICHARD C JR 4400 BISCAYNE BLVD. SUITE #670 MIAMI, FL 33137 1 0 0 0 Stock Options (Right to Buy) 1.11 2021-07-16 4 A 0 50000 0 A 2031-07-16 Common Stock 50000 50000 D The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 16, 2022 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date. /s/ Richard Pfenniger 2021-07-20