0001490660-16-000235.txt : 20160811 0001490660-16-000235.hdr.sgml : 20160811 20160811192250 ACCESSION NUMBER: 0001490660-16-000235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160809 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERNANDEZ PHILLIP M CENTRAL INDEX KEY: 0001200465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161825884 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-08-09 0 0001490660 Marketo, Inc. MKTO 0001200465 FERNANDEZ PHILLIP M 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 1 1 0 0 President, CEO & Chairman Common Stock 2016-08-09 4 M 0 11300.0 0.22 A 170181 D Common Stock 2016-08-09 4 M 0 301545.0 1.5 A 471726 D Common Stock 310214 I by Trust Common Stock 41695 I by Trust2 Incentive Stock Option (right to buy) 0.22 2016-08-09 4 M 0 11300.0 0.0 D 2019-01-20 Common Stock 11300 0 D Incentive Stock Option (right to buy) 1.5 2016-08-09 4 M 0 301545.0 0.0 D 2020-06-13 Common Stock 301545 0 D The shares are held directly by the Phillip M. Fernandez Living Trust dated August 4, 2010 for which the reporting person serves as trustee. The shares are held directly by the Fernandez-Sternbergh Joint Revocable Trust dated January 10, 2014 for which the reporting person serves as trustee. The option is fully vested and immediately exercisable. The option is subject to an early exercise provision pursuant to which 266,664 shares are immediately exercisable and an additional 34,881 shares become exercisable on January 1, 2014. One-fourth of the shares subject to the option vested on May 21, 2011 and one forty-eighth of the shares vest monthly thereafter. By: Erika Payne For: Phillip M. Fernandez 2016-08-11