0001490660-16-000235.txt : 20160811
0001490660-16-000235.hdr.sgml : 20160811
20160811192250
ACCESSION NUMBER: 0001490660-16-000235
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160809
FILED AS OF DATE: 20160811
DATE AS OF CHANGE: 20160811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERNANDEZ PHILLIP M
CENTRAL INDEX KEY: 0001200465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161825884
MAIL ADDRESS:
STREET 1: C/O MARKETO, INC.
STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-08-09
0
0001490660
Marketo, Inc.
MKTO
0001200465
FERNANDEZ PHILLIP M
901 MARINERS ISLAND BLVD
SAN MATEO
CA
94404
1
1
0
0
President, CEO & Chairman
Common Stock
2016-08-09
4
M
0
11300.0
0.22
A
170181
D
Common Stock
2016-08-09
4
M
0
301545.0
1.5
A
471726
D
Common Stock
310214
I
by Trust
Common Stock
41695
I
by Trust2
Incentive Stock Option (right to buy)
0.22
2016-08-09
4
M
0
11300.0
0.0
D
2019-01-20
Common Stock
11300
0
D
Incentive Stock Option (right to buy)
1.5
2016-08-09
4
M
0
301545.0
0.0
D
2020-06-13
Common Stock
301545
0
D
The shares are held directly by the Phillip M. Fernandez Living Trust dated August 4, 2010 for which the reporting person serves as trustee.
The shares are held directly by the Fernandez-Sternbergh Joint Revocable Trust dated January 10, 2014 for which the reporting person serves as trustee.
The option is fully vested and immediately exercisable.
The option is subject to an early exercise provision pursuant to which 266,664 shares are immediately exercisable and an additional 34,881 shares become exercisable on January 1, 2014. One-fourth of the shares subject to the option vested on May 21, 2011 and one forty-eighth of the shares vest monthly thereafter.
By: Erika Payne For: Phillip M. Fernandez
2016-08-11