0001490660-15-000007.txt : 20150109
0001490660-15-000007.hdr.sgml : 20150109
20150109174207
ACCESSION NUMBER: 0001490660-15-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150107
FILED AS OF DATE: 20150109
DATE AS OF CHANGE: 20150109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERNANDEZ PHILLIP M
CENTRAL INDEX KEY: 0001200465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 15520077
MAIL ADDRESS:
STREET 1: C/O MARKETO, INC.
STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-01-07
0
0001490660
Marketo, Inc.
MKTO
0001200465
FERNANDEZ PHILLIP M
901 MARINERS ISLAND BLVD
SAN MATEO
CA
94404
1
1
0
0
President, CEO & Chairman
Common Stock
2015-01-08
4
M
0
6000.0
4.56
A
90541
D
Common Stock
2015-01-08
4
S
0
5600.0
33.6389
D
84941
D
Common Stock
2015-01-08
4
S
0
400.0
34.0075
D
84541
D
Common Stock
2015-01-09
4
M
0
6000.0
4.56
A
90541
D
Common Stock
2015-01-09
4
S
0
6000.0
33.4056
D
84541
D
Common Stock
2015-01-07
4
M
0
56000.0
0.22
A
310214
I
by Trust
Incentive Stock Option (right to buy)
0.22
2015-01-07
4
M
0
56000.0
0.0
D
2019-01-20
Common Stock
56000
11300
D
Non-Qualified Stock Option (right to buy)
4.56
2015-01-08
4
M
0
6000.0
0.0
D
2022-04-30
Common Stock
6000
694000
D
Non-Qualified Stock Option (right to buy)
4.56
2015-01-09
4
M
0
6000.0
0.0
D
2022-04-30
Common Stock
6000
688000
D
The shares were sold pursuant to Mr. Fernandez's 10b5-1 Plan entered into on August 27, 2014.
This transaction was executed in multiple trades at prices ranging from $32.98 to $33.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $33.99 to $34.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $32.84 to $33.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares are held directly by the Phillip M. Fernandez Living Trust dated August 4, 2010 for which the reporting person serves as trustee.
The option is fully vested and immediately exercisable.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 1, 2013 and one forty-eighth of the shares vest monthly thereafter.
By: Margaretta Smith For: Phillip M. Fernandez
2015-01-09