0001490660-14-000034.txt : 20140131 0001490660-14-000034.hdr.sgml : 20140131 20140131201938 ACCESSION NUMBER: 0001490660-14-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140130 FILED AS OF DATE: 20140131 DATE AS OF CHANGE: 20140131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERNANDEZ PHILLIP M CENTRAL INDEX KEY: 0001200465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 14566302 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-01-30 0 0001490660 Marketo, Inc. MKTO 0001200465 FERNANDEZ PHILLIP M 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 1 1 0 0 President, CEO & Chairman Common Stock 2014-01-30 4 A 0 84541.0 0.0 A 84541 D Common Stock 499214 I by Trust Non-Qualified Stock Option (right to buy) 41.4 2014-01-30 4 A 0 157832.0 0.0 A 2024-01-29 Common Stock 157832 157832 D The RSUs shall become vested as follows: twenty-five percent (25%) of the RSUs shall vest on the first Company Vest Date (as defined below) following the first anniversary of the date of grant (the "Initial Vest Date"), and twenty-five percent (25%) of the Restricted Stock Units will vest each year thereafter on the Company Vest Date that occurs in the same month as the Initial Vest Date, subject to the grantee continuing to be a service provider through each such date. "Company Vest Dates" are February 15, May 15, August 15, and November 15 of each year, provided, however that if a Company Vest Date would otherwise fall on a weekend or holiday, that Company Vest Date will be the first business day following the relevant Company Vest Date. The shares are held directly by the Phillip M. Fernandez Living Trust dated August 4, 2010 for which the reporting person serves as trustee. The option provides for vesting as follows: 25% of the shares will vest on January 30, 2015, and the remainder of the shares will vest in equal installments each month thereafter until the option is fully vested on January 30, 2018. By: Erika Payne For: Phillip M Fernandez 2014-01-31