0001822523-24-000026.txt : 20240606 0001822523-24-000026.hdr.sgml : 20240606 20240606164231 ACCESSION NUMBER: 0001822523-24-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240605 FILED AS OF DATE: 20240606 DATE AS OF CHANGE: 20240606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39995 FILM NUMBER: 241026090 MAIL ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1650 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFC Gamma, Inc. CENTRAL INDEX KEY: 0001822523 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 851807125 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1770 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 561.510.2390 MAIL ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1770 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 4 1 wk-form4_1717706544.xml FORM 4 X0508 4 2024-06-05 0 0001822523 AFC Gamma, Inc. AFCG 0001200461 TANNENBAUM LEONARD M 525 OKEECHOBEE BLVD SUITE 1650 WEST PALM BEACH FL 33401 1 1 1 0 Executive Chairman; CIO 0 Common Stock 2024-06-05 4 P 0 31335 12.09 A 3775973 D Common Stock 2024-06-06 4 P 0 27500 11.98 A 3803473 D Common Stock 2024-06-06 4 P 0 30000 11.95 A 159217 I See footnote Common Stock 65878 I Held by spouse This transaction was executed in multiple trades at prices ranging from $12.00 to $12.10; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. 1. This transaction was executed in multiple trades at prices ranging from $11.94 to $12.00; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. 1. This transaction was executed in multiple trades at prices ranging from $11.90 to $12.00; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Gabriel A. Katz, as Attorney-in-Fact 2024-06-06