0001577791-17-000007.txt : 20170214 0001577791-17-000007.hdr.sgml : 20170214 20170214174655 ACCESSION NUMBER: 0001577791-17-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170213 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Senior Floating Rate Corp. CENTRAL INDEX KEY: 0001577791 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 681-3600 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01013 FILM NUMBER: 17611309 MAIL ADDRESS: STREET 1: 10 BANK STREET, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10606 4 1 wf-form4_148711239529322.xml FORM 4 X0306 4 2017-02-13 0 0001577791 Fifth Street Senior Floating Rate Corp. FSFR 0001200461 TANNENBAUM LEONARD M 777 WEST PUTNAM AVENUE, 3RD FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock 2017-02-13 4 P 0 25475 8.6682 A 25475 I (1) - See below Common Stock 2017-02-14 4 P 0 79669 8.9741 A 105144 I (1) - See below Common Stock 5098783.622 D Common Stock 2677519 I (2) See below Common Stock 10875 I (3) See below This transaction was executed in multiple trades at prices ranging from $8.6385 to $8.7384; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $8.80 to $9.04; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. (1) The securities are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. (2) Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. (3) Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. /s/ Kerry S. Acocella, as attorney-in-fact for Leonard M. Tannenbaum 2017-02-14