0001577791-17-000007.txt : 20170214
0001577791-17-000007.hdr.sgml : 20170214
20170214174655
ACCESSION NUMBER: 0001577791-17-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170213
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Senior Floating Rate Corp.
CENTRAL INDEX KEY: 0001577791
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 681-3600
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANNENBAUM LEONARD M
CENTRAL INDEX KEY: 0001200461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01013
FILM NUMBER: 17611309
MAIL ADDRESS:
STREET 1: 10 BANK STREET, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
4
1
wf-form4_148711239529322.xml
FORM 4
X0306
4
2017-02-13
0
0001577791
Fifth Street Senior Floating Rate Corp.
FSFR
0001200461
TANNENBAUM LEONARD M
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
Common Stock
2017-02-13
4
P
0
25475
8.6682
A
25475
I
(1) - See below
Common Stock
2017-02-14
4
P
0
79669
8.9741
A
105144
I
(1) - See below
Common Stock
5098783.622
D
Common Stock
2677519
I
(2) See below
Common Stock
10875
I
(3) See below
This transaction was executed in multiple trades at prices ranging from $8.6385 to $8.7384; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
This transaction was executed in multiple trades at prices ranging from $8.80 to $9.04; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
(1) The securities are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
(2) Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
(3) Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
/s/ Kerry S. Acocella, as attorney-in-fact for Leonard M. Tannenbaum
2017-02-14