0001209191-21-022748.txt : 20210323 0001209191-21-022748.hdr.sgml : 20210323 20210323203856 ACCESSION NUMBER: 0001209191-21-022748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210318 FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00755 FILM NUMBER: 21766277 MAIL ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1770 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oaktree Specialty Lending Corp CENTRAL INDEX KEY: 0001414932 IRS NUMBER: 261219283 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGLES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGLES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: Fifth Street Finance Corp. DATE OF NAME CHANGE: 20130926 FORMER COMPANY: FORMER CONFORMED NAME: Fifth Street Finance Corp DATE OF NAME CHANGE: 20071012 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-18 0 0001414932 Oaktree Specialty Lending Corp OCSL 0001200461 TANNENBAUM LEONARD M 525 OKEECHOBEE BLVD. SUITE 1770 WEST PALM BEACH FL 33401 0 0 1 0 Common Stock 2021-03-19 4 J 0 8038097 6.16 A 23131372 D Common Stock 2021-03-19 4 J 0 320022 6.16 A 1332773 I Trust Common Stock 2021-03-19 4 S 0 4393 6.2509 D 23126979 D Common Stock 2021-03-22 4 S 0 4500 6.2502 D 23122479 D Common Stock 1332773 I Trust These shares of Common Stock were acquired pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020, by and among the Oaktree Specialty Lending Corporation ("OCSL"), Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of OCSI was converted at the closing on March 19, 2021 into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which James Castro-Blanco is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. This transaction was executed in multiple trades at prices ranging from $6.25 to $6.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Thomas Geoffroy as Attorney-In-Fact 2021-03-23