0001209191-20-060907.txt : 20201201 0001209191-20-060907.hdr.sgml : 20201201 20201201170118 ACCESSION NUMBER: 0001209191-20-060907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201130 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01013 FILM NUMBER: 201361494 MAIL ADDRESS: STREET 1: 10 BANK STREET, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oaktree Strategic Income Corp CENTRAL INDEX KEY: 0001577791 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: Fifth Street Senior Floating Rate Corp. DATE OF NAME CHANGE: 20130524 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-30 0 0001577791 Oaktree Strategic Income Corp OCSI 0001200461 TANNENBAUM LEONARD M 525 OKEECHOBEE BLVD SUITE 1770 WEST PALM BEACH FL 33401 0 0 1 0 Common Stock 2020-11-30 4 J 0 1353938 0.00 D 0 I By Fifth Street Asset Management Inc. Common Stock 2020-11-30 4 J 0 955565 0.00 A 6023794 D Common Stock 2020-11-30 4 J 0 99973 0.00 A 239340 I Trust Common Stock 10875 I Children Common Stock 2020-11-30 4 S 0 11804 7.7871 D 6011990 D Fifth Street Asset Management Inc. ("FSAM") owns 100% of Fifth Street Holdings, L.P. ("FSH"). On November 30, 2020, FSH distributed 1,353,938 shares of OCSI to FSAM. On November 30, 2020, FSAM then distributed the 1,353,938 shares of OCSI to its stockholders, pro-rata, in an in-kind distribution. These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. The shares were received via a pro-rata, in-kind distribution from Fifth Street Asset Management Inc. to its Shareholders These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which James Castro-Blanco and Bernard D. Berman are co-Trustees. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. This transaction was executed in multiple trades at prices ranging from $7.7500 to $7.8700; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. ss/ James Castro-Blanco as Attorney in Fact 2020-12-01