0001209191-20-001711.txt : 20200106
0001209191-20-001711.hdr.sgml : 20200106
20200106160019
ACCESSION NUMBER: 0001209191-20-001711
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200106
DATE AS OF CHANGE: 20200106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANNENBAUM LEONARD M
CENTRAL INDEX KEY: 0001200461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00755
FILM NUMBER: 20509581
MAIL ADDRESS:
STREET 1: 10 BANK STREET, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oaktree Specialty Lending Corp
CENTRAL INDEX KEY: 0001414932
IRS NUMBER: 261219283
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 333 SOUTH GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGLES
STATE: CA
ZIP: 90071
BUSINESS PHONE: (213) 830-6300
MAIL ADDRESS:
STREET 1: 333 SOUTH GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGLES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Fifth Street Finance Corp.
DATE OF NAME CHANGE: 20130926
FORMER COMPANY:
FORMER CONFORMED NAME: Fifth Street Finance Corp
DATE OF NAME CHANGE: 20071012
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-02
0
0001414932
Oaktree Specialty Lending Corp
OCSL
0001200461
TANNENBAUM LEONARD M
525 OKEECHOBEE BLVD
SUITE 1770
WEST PALM BEACH
FL
33401
0
0
1
0
Common Stock
2020-01-02
4
S
0
94280
5.4621
D
3871132
I
By Partnership
Common Stock
2020-01-03
4
S
0
69700
5.4589
D
3801432
I
By Partnership
Common Stock
15166858
D
Common Stock
754316
I
Trust
This transaction was executed in multiple trades at prices ranging from $5.45 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.
These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
/s/ Thomas Geoffroy, attorney-in-fact
2020-01-06